Compliance Financial News

10.07 / 14:01

Blockchain Provident Digital Platform Gap Enterprise Harmonic Regulatory compliance compliance regulatory Implementing tokenized securities for regulatory compliance

Tokenization, today, is no longer a buzzword but a phenomenon that needs more comprehension. Over the years, on-chain tokenized securities have gained acceptance among the big shots of the finance sector that want to leverage it for newer investment opportunities.

10.07 / 10:35

business security data compliance Here’s what SOC 2 compliance audits mean for crypto projects

While a series of global incidents severely damaged trust in the crypto space, some still hope to regain this trust by going through processes that assure compliance with certain business standards, like the proper handling of customer data.

07.07 / 19:01

UPS Provident Twitter Digital Booking CEO Platform Meta Ceo compliance Advisors jumping onto Threads could create compliance headaches

Financial advisors are jumping onto Threads, but the new social media app from Meta Platforms Inc. could create a new set of compliance headaches for the wealth management industry.

04.07 / 15:33

Government Law regulation compliance Financial UK financial watchdog reminds crypto firms of October deadline for marketing compliance

The United Kingdom’s Financial Conduct Authority, or FCA, has announced that all cryptoasset firms marketing to users in the country must be in compliance with its financial promotions regime by October 2023.

01.07 / 10:29

Blockchain regulation IRS Kraken Taxes user data compliance Kraken ordered by court to disclose user data to IRS for tax compliance

A federal court ordered crypto exchange Kraken to turn over account and transaction information to the Internal Revenue Service (IRS), which said it needed that information to see if any of the exchange's users had underreported their taxes.

30.06 / 14:49

Binance Digital Citizens CEO Platform compliance Binance's Commitment to Compliance: An Inside Look at the Program

Binance, the world’s largest cryptocurrency exchange, is making an effort to to dispel myths that the crypto industry at large is a ‘non-compliant’.

29.06 / 15:11

Blockchain Digital Progressive SEC Landmark Action compliance 9 key steps for ensuring compliance with incoming MiCA regulations

In May 2023, the European Union signed its landmark Markets in Crypto-Assets legislation into law. Crypto businesses operating in the EU now have a fixed timeline to comply with MiCA’s wide-ranging guidance and regulations, which address everything from defining a crypto asset to establishing reserve requirements for stablecoins.

29.06 / 14:35

CEO FTX compliance FTX Files Lawsuit Against Ex-Compliance Chief Friedberg Over Alleged 'Hush Money' Payments

Defunct crypto exchange FTX’s lawyers are suing the company’s former compliance chief officer Daniel Friedberg for paying off insiders who threatened to reveal the exchange's illegal activities.

17.06 / 09:17

business Blockchain Tether controversy compliance Tether responds to account deactivation controversy, raises compliance checks

Tether, the company behind market-leading stablecoin Tether (USDT), has addressed concerns regarding its operational decisions.

16.06 / 04:54

business SEC Congress Prometheum compliance ‘Who the hell’ is Prometheum and what did it say to Congress about SEC compliance?

The relatively under-the-radar crypto company Prometheum has been thrust into the spotlight after a recent testimony from its co-founder before a United States House Committee, discussing crypto regulatory clarity.

06.06 / 16:58

Adoption regulation Report crimes Research compliance Fines and regulation: The ever-growing landscape of crypto compliance

It is a goal of many in the crypto industry to evolve the space and bring it into the mainstream, but the industry still faces constant criticism from and continues to be regulated by individuals who may not fully understand how it works. Regulatory bodies worldwide have been increasingly vigilant in addressing potential risks and ensuring compliance within the crypto space.

30.05 / 21:19

CFTC regulation SEC Futures Derivatives letter compliance US CFTC issues letter on digital asset derivatives, clearing compliance in 3 areas

The United States Commodity Futures Trading Commission (CFTC) has issued a staff advisory letter to registered derivatives clearing organizations (DCOs) and DCO applicants, reminding them of the risks associated with expanding the scope of their activities. The letter from the CFTC Division of Clearing and Risk (DCR) specifically addressed digital assets.

24.05 / 10:45

UPS Digital CEO Action Software Bitcoin compliance Fundamentals of Crypto Compliance: Challenges, Solutions, and the Role of AML Software

Disclaimer: The Industry Talk section features insights by crypto industry players and is not a part of the editorial content of Cryptonews.com

15.05 / 20:29

regulation SEC coinbase exchanges Bittrex Sec Chair compliance SEC Chair Says Crypto Intermediaries Are Rife With Conflict and Urges Compliance

The US Securities and Exchange Commission stands ready to help crypto intermediaries come into compliance, said the agency’s Chair Gary Gensler.

15.05 / 16:33

BLOCK Digital Platform Gap Future compliance Navigating the Future of Finance: The Role of Compliance and Self-Sovereign Identities in Spurring Crypto Adoption

Disclaimer: The Industry Talk section features insights by crypto industry players and is not a part of the editorial content of Cryptonews.com.

05.05 / 10:13

Law Binance regulation financing place compliance Binance Addresses Compliance Concerns, Claims Robust Measures in Place to Prevent Terrorism Financing

Leading cryptocurrency exchange Binance has responded to a Reuters report that raised questions about its compliance policies for preventing and tackling cryptocurrency-based financing of terrorism.

24.04 / 20:13

business regulation Europe European Union compliance German regulators launch inquiry into ChatGPT GDPR compliance

OpenAI faces another hurdle in its quest to continue doing business in the European Union as German authorities have launched an inquiry into the company’s privacy practices and GDPR compliance.

22.04 / 14:13

JPMorgan HSBC Moelis compliance Trading Places: Barclays’ new compliance boss, JPMorgan taps Deutsche, Moelis hires again

Barclayshired a new chief compliance officer from rival HSBC, as the bank navigates a dealmaking downturn and continuing regulatory investigations into former chief executive Jes Staley’s ties with convicted sex offender Jeffrey Epstein. The bank said on 20 April it had named Kirsty Everett as its new compliance chief, ending a few months of search.

21.04 / 21:37

regulation AML decentralized marketplace compliance Innovate some compliance mechanisms, US Treasury official tells DeFi community

The United States Treasury did a risk assessment of decentralized finance (DeFi) and found the sector lacking in several ways, Assistant Treasury Secretary for Terrorist Financing and Financial Crime Elizabeth Rosenberg reminded an audience at the Atlantic Council think tank on April 21. Get ready for more regulation, she said.

21.04 / 11:43

JPMorgan HSBC Moelis compliance Trading Places: Barclays’ new compliance boss, JPMorgan taps Deutsche, Moelis hires again

21.04 / 07:39

HSBC compliance Barclays nabs HSBC compliance chief Kirsty Everett

Barclays has hired a new chief compliance officer from rival HSBC, as the bank navigates a deal-making downturn and continuing regulatory investigations into former chief executive Jes Staley’s ties with convicted sex offender Jeffrey Epstein.

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