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SEC Financial News

All news where SEC is mentioned

NSE IX gets SEC class relief; permits US clients to trade on equity index option contract

NSE IX gets SEC class relief; permits US clients to trade on equity index option contract

SEC Reworks Justin Sun Tron Lawsuit, Claims Founder “Traveled Extensively”

SEC Reworks Justin Sun Tron Lawsuit, Claims Founder “Traveled Extensively”

Don’t foresee absolute power supply constraint current year: CARE Ratings

Don’t foresee absolute power supply constraint current year: CARE Ratings

Senators push back against SEC climate rule

Senators push back against SEC climate rule

SEC dings Minnesota investment manager over pay-to-play conflict

SEC dings Minnesota investment manager over pay-to-play conflict

Suit challenges SEC market surveillance tool as unconstitutional

Suit challenges SEC market surveillance tool as unconstitutional

Arete Wealth pays out $1.1M in arb claims to start 2024

Arete Wealth pays out $1.1M in arb claims to start 2024

The Securities and Exchange Commission is watching you

The Securities and Exchange Commission is watching you

Uniswap Labs Implements Fee Increase to 0.25% on Mainnet and Layer 2 Swaps

Uniswap Labs Implements Fee Increase to 0.25% on Mainnet and Layer 2 Swaps

Five firms hit in SEC marketing rule sweep

Five firms hit in SEC marketing rule sweep

Morgan Stanley’s wealth unit caught in AML crossfire

Morgan Stanley’s wealth unit caught in AML crossfire

Boeing finds executives got an extra $500,000 in perks from private jets

Boeing finds executives got an extra $500,000 in perks from private jets

Thailand’s State Authorities Seek Regulations on Crypto P2P Activities

Thailand’s State Authorities Seek Regulations on Crypto P2P Activities

No bar on political parties from contesting municipal polls, allocation of symbols not arbitrary: HC

No bar on political parties from contesting municipal polls, allocation of symbols not arbitrary: HC

Will Ethereum's classification as a security disrupt Web3 innovation?

Will Ethereum's classification as a security disrupt Web3 innovation?

Uniswap Labs Hit with Wells Notice by SEC: Vows to Fight Back

Uniswap Labs Hit with Wells Notice by SEC: Vows to Fight Back

Grayscale CEO sees bitcoin ETF outflows reaching equilibrium

Grayscale CEO sees bitcoin ETF outflows reaching equilibrium

Defiance ETFs Files For 2X Leveraged ETH Futures ETF

Defiance ETFs Files For 2X Leveraged ETH Futures ETF

US SEC Delays Decision on Grayscale, Bitwise Bitcoin ETF Options

US SEC Delays Decision on Grayscale, Bitwise Bitcoin ETF Options

Philippines Are Left Without Withdrawal Options as SEC Blocks Binance

Philippines Are Left Without Withdrawal Options as SEC Blocks Binance

Puravankara: After 235% gain in last 1 year, Yes Securities sees another 86% upside in this realty stock – 5 reasons why

Puravankara: After 235% gain in last 1 year, Yes Securities sees another 86% upside in this realty stock – 5 reasons why

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