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SEC Financial News

All news where SEC is mentioned

SEC bars financial advisor indefinitely

SEC bars financial advisor indefinitely

Head of SEC’s Crypto Legal Team Exits for Private Firm

Head of SEC’s Crypto Legal Team Exits for Private Firm

Montenegro court says Do Kwon should be extradited to US, WSJ reports

Montenegro court says Do Kwon should be extradited to US, WSJ reports

Furman to spend $40 million for renovations at basketball arena

Furman to spend $40 million for renovations at basketball arena

Gensler cites risks where banks and non-banks meet

Gensler cites risks where banks and non-banks meet

VanEck Cuts Bitcoin Spot ETF Fee To 0.2%; Investors Can’t Seem to Get Enough of Stacks (STX) and InQubeta (QUBE)

VanEck Cuts Bitcoin Spot ETF Fee To 0.2%; Investors Can’t Seem to Get Enough of Stacks (STX) and InQubeta (QUBE)

No Settlement Seen in SEC-Ripple Deadlock; Render Contender Emerges as AI Sector Front-runner

No Settlement Seen in SEC-Ripple Deadlock; Render Contender Emerges as AI Sector Front-runner

U.S. Banks Push SEC For Key Changes In Crypto Regulation Following Spot-Bitcoin ETF Exclusion

U.S. Banks Push SEC For Key Changes In Crypto Regulation Following Spot-Bitcoin ETF Exclusion

SEC orders TIAA to pay $2.2M for violating Reg BI

SEC orders TIAA to pay $2.2M for violating Reg BI

FusionIQ partnership broadens regulated crypto access for advisors

FusionIQ partnership broadens regulated crypto access for advisors

Coinbase posts first profit in two years on robust trading

Coinbase posts first profit in two years on robust trading

SEC fines VanEck $1.75M over ETF finfluencer promotion

SEC fines VanEck $1.75M over ETF finfluencer promotion

Anti-union efforts to cost Starbucks at least $240 million, labor group tells SEC

Anti-union efforts to cost Starbucks at least $240 million, labor group tells SEC

Van Eck to pay $1.75 million fine over social sentiment ETF -SEC

Van Eck to pay $1.75 million fine over social sentiment ETF -SEC

Debt Box Urges Utah Federal Judge to Reject SEC’s Motion to Dismiss Enforcement Action

Debt Box Urges Utah Federal Judge to Reject SEC’s Motion to Dismiss Enforcement Action

Nvidia fuels rally after investments in AI stocks Arm, SoundHound AI and Recursion Pharmaceuticals

Nvidia fuels rally after investments in AI stocks Arm, SoundHound AI and Recursion Pharmaceuticals

SEC Obtains Investigative Subpoena Against NovaTech Crypto Investment MLM Promoters

SEC Obtains Investigative Subpoena Against NovaTech Crypto Investment MLM Promoters

Gensler Hesitates on Ethereum ETFs, Cites Court Loss as Reason for Bitcoin ETF Approval

Gensler Hesitates on Ethereum ETFs, Cites Court Loss as Reason for Bitcoin ETF Approval

After-hours movers: Cisco, Twilio, AppLovin, SoundHound AI

After-hours movers: Cisco, Twilio, AppLovin, SoundHound AI

SEC Chair Gensler Warns of Bitcoin’s Role in Ransomware, Advocates for Centralized Money

SEC Chair Gensler Warns of Bitcoin’s Role in Ransomware, Advocates for Centralized Money

US SEC proposes to update definition of 'qualifying' VC funds

US SEC proposes to update definition of 'qualifying' VC funds

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