SEC Financial News
30.07 / 08:17
Blockchain
Law
Ripple
XRP
regulation
SEC
Lawyer
Pro-XRP lawyer claims SEC prioritizes corporate capitalism over investors
Pro-XRP lawyer, John E. Deaton, has said that the actions taken by the Securities and Exchange Commission (SEC) against the crypto industry are driven by a broader motive to safeguard corporate capitalism rather than prioritizing the protection of investors.
29.07 / 21:19
business
regulation
SEC
Court
D.C. Circuit reverses SEC ruling on SPIKES futures, calls it "arbitrary and capricious"
The U.S. Securities and Exchange Commission (SEC) suffered another setback on July 28 as the D.C. Circuit overturned a ruling by the regulator ordering that SPIKES Index securities should be treated as 'futures' rather than as 'securities futures'. The judge panel called the SEC order "arbitrary and capricious."
29.07 / 07:51
business
Law
Binance
regulation
SEC
SEC, Binance unite against Eeon’s lawsuit intervention
The response from the United States Securities and Exchange Commission (SEC) and crypto exchange Binance has been submitted regarding the entity "Eeon," which has sought to intervene on behalf of customers in the case. Both the SEC and Binance are against Eeon's petition to intervene, citing that it does not meet the necessary legal requirements for intervention and consent.
29.07 / 02:59
Twitter
regulation
SEC
Financial Services
accountants
SEC crypto
Warning
Hester Pierce strikes back against SEC crypto warning to accountants
Hester Pierce, commissioner of the United States Securities and Exchange (SEC), has raised concerns about the watchdog's recent statement advising accounting firms against taking on non-audit work for crypto clients.
28.07 / 21:13
28.07 / 19:39
28.07 / 15:31
COST
UPS
SEC
Manufacturing
performer
accounting
Training
How a Common Accounting Rule Leads to More Layoffs and Less Job Training
Financial accounting isn’t always the easiest topic to get fired up about. But that’s a mistake, especially these days. Accounting rules increasingly are driving companies to make bad decisions about how they hire, fire and develop their workforce.
28.07 / 12:01
COST
Target
Man
SEC
Action
cover
Sec Charges
Leap of faith sours for church members as SEC charges man in alleged $35M Ponzi
Faith is a powerful thing but when people are persuaded to believe in too-good-to-be-true investments, it can also be costly.
28.07 / 12:01
COST
NASDAQ
SEC
Compilation
show
performer
Financial
Investors rank climate risk alongside financial disclosures, but there’s a big problem
Investors want to understand how the companies they invest in are impacted by climate risks and what they are doing to address it, but that may not be an easy fix.
28.07 / 12:01
Provident
Digital
SEC
Action
Citigroup
UBS
Broker
Another major bank/broker-dealer hit by SEC action
Paris headquartered BNP Paribas has announced that it is under scrutiny by the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) for its personnel’s non-compliant use of communication tools, violating archiving protocols.
28.07 / 09:23
business
Mining
regulation
SEC
coinbase
Cybersecurity
us government
SEC adopts cyberattack disclosure rules, listed crypto firms included
Public companies in the United States, including listed crypto firms, will be required to disclose any major cybersecurity incidents within a four-day time limit under new rules adopted by the United States securities regulator.
28.07 / 07:45
28.07 / 01:51
business
ETF
regulation
SEC
coinbase
Grayscale
Bitcoin
bitcoin etfs
Grayscale urges SEC to approve all Bitcoin ETFs simultaneously
Crypto fund manager Grayscale is urging the Securities and Exchange Commission (SEC) to approve all proposed spot Bitcoin (BTC) exchange-traded funds (ETFs) at the same time to avoid one having an advantage.
27.07 / 21:27
regulation
SEC
Fraud
Digital Asset
accountants
SEC chief accountant warns accountants about liabilities when auditing crypto firms
Paul Munter, chief accountant of the United States Securities Exchange Commission (SEC), has released a statement warning accounting firms of their obligations to the agency when working with crypto firms. Allowing their finding to be misrepresented could have serious consequences, he said.
27.07 / 19:13
Digital
SEC
Strategy
Align
BURST
cover
Concerns percolate about how SEC’s AI proposal aligns with Reg BI
An SEC proposal to eliminate conflicts of interest in financial advisors’ use of technology that predicts investor behavior is raising concerns about how it will work with Regulation Best Interest.
27.07 / 17:41
Target
SEC
CEO
Compilation
Align
show
performer
Political uncertainty steering 401(k)s away from ESG
With Congress seeking to tamp down on ESG and the first401(k) lawsuit over ESG having been filed, some employers are scared about the idea of including sustainable investment options in their retirement plans.
27.07 / 16:33
27.07 / 10:49
Blockchain
UPS
Provident
Ripple
XRP
SEC
Stellar Price Prediction as XLM Pumps Up 12% – Can Stellar Overtake XRP?
The price of Stellar (XLM) has jumped by more than 12% this morning, with its rise to $0.161942 representing a massive 72% gain in the last 30 days.
27.07 / 10:49
27.07 / 04:27
27.07 / 01:51
Blockchain
Ethereum
Provident
SEC
Platform
ICO
Sec Charges
SEC Charges Quantstamp $28 million For Conducting an Unregistered Initial Coin Offering
Quantstamp, a blockchain security firm, has been ordered by the U.S. Securities and Exchange Commission (SEC) to return $28 million raised in a 2017 unregistered initial coin offering (ICO).
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