SEC Financial News

30.07 / 08:17

Blockchain Law Ripple XRP regulation SEC Lawyer Pro-XRP lawyer claims SEC prioritizes corporate capitalism over investors

Pro-XRP lawyer, John E. Deaton, has said that the actions taken by the Securities and Exchange Commission (SEC) against the crypto industry are driven by a broader motive to safeguard corporate capitalism rather than prioritizing the protection of investors.

29.07 / 21:19

business regulation SEC Court D.C. Circuit reverses SEC ruling on SPIKES futures, calls it "arbitrary and capricious"

The U.S. Securities and Exchange Commission (SEC) suffered another setback on July 28 as the D.C. Circuit overturned a ruling by the regulator ordering that SPIKES Index securities should be treated as 'futures' rather than as 'securities futures'. The judge panel called the SEC order "arbitrary and capricious."

29.07 / 07:51

business Law Binance regulation SEC SEC, Binance unite against Eeon’s lawsuit intervention

The response from the United States Securities and Exchange Commission (SEC) and crypto exchange Binance has been submitted regarding the entity "Eeon," which has sought to intervene on behalf of customers in the case. Both the SEC and Binance are against Eeon's petition to intervene, citing that it does not meet the necessary legal requirements for intervention and consent.

29.07 / 02:59

Twitter regulation SEC Financial Services accountants SEC crypto Warning Hester Pierce strikes back against SEC crypto warning to accountants

Hester Pierce, commissioner of the United States Securities and Exchange (SEC), has raised concerns about the watchdog's recent statement advising accounting firms against taking on non-audit work for crypto clients.

28.07 / 21:13

UPS BTC Digital ETF SEC coinbase Bitcoin Bears Support Bitcoin Price Prediction as Bears Push BTC Down to $29,000 Support – Where is BTC Going Next?

The live Bitcoin price today is $29,312, with a 24-hour trading volume of $11.3 billion. Bitcoin is up nearly 1% in the last 24 hours.

28.07 / 19:39

XRP SEC Platform coinbase Actor Sec Chair SEC Chair Gary Gensler Raises Concerns About Fraud in Crypto Market

Gary Gensler, Chairman of the US Securities and Exchange Commission (SEC), has voiced concern regarding the prevalence of fraud in the crypto market.

28.07 / 15:31

COST UPS SEC Manufacturing performer accounting Training How a Common Accounting Rule Leads to More Layoffs and Less Job Training

Financial accounting isn’t always the easiest topic to get fired up about. But that’s a mistake, especially these days. Accounting rules increasingly are driving companies to make bad decisions about how they hire, fire and develop their workforce.

28.07 / 12:01

COST Target Man SEC Action cover Sec Charges Leap of faith sours for church members as SEC charges man in alleged $35M Ponzi

Faith is a powerful thing but when people are persuaded to believe in too-good-to-be-true investments, it can also be costly.

28.07 / 12:01

COST NASDAQ SEC Compilation show performer Financial Investors rank climate risk alongside financial disclosures, but there’s a big problem

Investors want to understand how the companies they invest in are impacted by climate risks and what they are doing to address it, but that may not be an easy fix.

28.07 / 12:01

Provident Digital SEC Action Citigroup UBS Broker Another major bank/broker-dealer hit by SEC action

Paris headquartered BNP Paribas has announced that it is under scrutiny by the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) for its personnel’s non-compliant use of communication tools, violating archiving protocols.

28.07 / 09:23

business Mining regulation SEC coinbase Cybersecurity us government SEC adopts cyberattack disclosure rules, listed crypto firms included

Public companies in the United States, including listed crypto firms, will be required to disclose any major cybersecurity incidents within a four-day time limit under new rules adopted by the United States securities regulator.

28.07 / 07:45

Provident BTC Digital ETF SEC Bitcoin show Bitcoin Price Prediction: USD Strengthens on Q2 GDP Release, BTC Reacts to Market Developments

In the dynamic world of cryptocurrencies, the price of Bitcoin stands at $29,270, registering a decline of nearly 1% on Friday.

28.07 / 01:51

business ETF regulation SEC coinbase Grayscale Bitcoin bitcoin etfs Grayscale urges SEC to approve all Bitcoin ETFs simultaneously

Crypto fund manager Grayscale is urging the Securities and Exchange Commission (SEC) to approve all proposed spot Bitcoin (BTC) exchange-traded funds (ETFs) at the same time to avoid one having an advantage.

27.07 / 21:27

regulation SEC Fraud Digital Asset accountants SEC chief accountant warns accountants about liabilities when auditing crypto firms

Paul Munter, chief accountant of the United States Securities Exchange Commission (SEC), has released a statement warning accounting firms of their obligations to the agency when working with crypto firms. Allowing their finding to be misrepresented could have serious consequences, he said.

27.07 / 19:13

Digital SEC Strategy Align BURST cover Concerns percolate about how SEC’s AI proposal aligns with Reg BI

An SEC proposal to eliminate conflicts of interest in financial advisors’ use of technology that predicts investor behavior is raising concerns about how it will work with Regulation Best Interest.

27.07 / 17:41

Target SEC CEO Compilation Align show performer Political uncertainty steering 401(k)s away from ESG

With Congress seeking to tamp down on ESG and the first401(k) lawsuit over ESG having been filed, some employers are scared about the idea of including sustainable investment options in their retirement plans.

27.07 / 16:33

UPS Digital Waters SEC Software Framework Crypto regulation framework moves forward but will it become law?

Legislation championed by crypto advocates that sets clearer rules for the nascent industry was approved by a key US House panel on Wednesday.

27.07 / 10:49

Blockchain UPS Provident Ripple XRP SEC Stellar Price Prediction as XLM Pumps Up 12% – Can Stellar Overtake XRP?

The price of Stellar (XLM) has jumped by more than 12% this morning, with its rise to $0.161942 representing a massive 72% gain in the last 30 days.

27.07 / 10:49

UPS Provident Ripple XRP SEC GameStop XRP Price Prediction as Pacific Island of Palau Begins to Trial Stablecoin Built on XRP Ledger – Adoption on the Rise?

The XRP price has risen by 2% in the past 24 hours, rising to $0.716275 after the Federal Reserve raised its base rate by 0.25% yesterday.

27.07 / 04:27

COST Digital SEC CEO SEC rule New SEC rule requires public companies to disclose cybersecurity breaches in 4 days

The Securities and Exchange Commission has adopted rules to require public companies to disclose within four days all cybersecurity breaches that could affect their bottom lines

27.07 / 01:51

Blockchain Ethereum Provident SEC Platform ICO Sec Charges SEC Charges Quantstamp $28 million For Conducting an Unregistered Initial Coin Offering

Quantstamp, a blockchain security firm, has been ordered by the U.S. Securities and Exchange Commission (SEC) to return $28 million raised in a 2017 unregistered initial coin offering (ICO).

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