SEC Financial News

17.08 / 18:34

markets Blockchain ETF SEC security VanEck trends Solana Price Drops 9%, But Experts Say $260 SOL Is Still in Sight – Here’s How

Arslan Butt is a professional live webinar speaker and derivatives (cryptocurrency, forex, commodities, and indices) analyst. He brings a broad range of skills to help beginners evaluate financial...

16.08 / 16:41

markets UPS XRP SEC Research love Experts XRP: A Once-in-a-Lifetime Chance? Pundit Says Buy Now Before It’s Too Late

The price of XRP has gained by 1% today, rising to $0.5699 as the crypto market as a whole falls by 0.8% in the past 24 hours.

16.08 / 01:56

UPS SEC security Bill Trade show reports Bill Ackman's Pershing Square takes new stake in Brookfield Corp. worth US$285 million

Bill Ackman’s Pershing Square Capital Management LP built a stake in Canadian investment management giant Brookfield Corporation during the second quarter of 2024, a U.S. regulatory filing released Wednesday showed.

15.08 / 23:06

Cooper SEC Landmark Action Analysis Discover electronic SEC’s landmark recordkeeping action could ‘embolden examiners’

In the aftermath of the SEC’s landmark enforcement that hit just over two dozen firms over recordkeeping shortfalls, a compliance advisory firm says one particular case stands out as a potential warning sign for investment advisors at large.

15.08 / 21:57

UPS SEC security Courts International yachting $300M Ponzi funded a private-jet-and-yacht lifestyle, SEC says

A Florida insurance agent and his Georgia-based business built up a $300 million Ponzi scheme funded by more than 2,000 unwitting investors, the SEC said in charges filed this week.

15.08 / 18:04

UPS SEC wellness President information rights Compliance requirements to consider before going RIA

The RIA space continues to evolve rapidly and maintaining compliance has become increasingly challenging for independent advisors.

15.08 / 17:22

markets Blockchain Target ETF SEC MicroStrategy Bitcoin US Debuts First Leveraged MicroStrategy ETF to Amplify Bitcoin Exposure

Jimmy has nearly 10 years of experience as a journalist and writer in the blockchain industry. He has worked with well-known publications such as Bitcoin Magazine, CCN, Business2Community, and...

15.08 / 16:41

markets UPS Ripple XRP SEC Relationships Ripple Teams Up with Japanese Giant: What This Means for XRP’s Future

The price of Ripple (XRP) has fallen by 1.5% today, dropping to $0.5672 as the wider crypto market loses by 4% in the past 24 hours.

15.08 / 11:03

SEC Action security Fallout WhatsApp electronic Investigations RBC and TD among financial firms fined by SEC in WhatsApp investigations

Twenty-six financial firms agreed to pay about US$393 million in total fines after the U.S. Securities and Exchange Commission said they failed to keep their employees’ electronic communications, the latest fallout from the regulator’s so-called WhatsApp investigations.

13.08 / 15:48

markets Ripple XRP SEC Trade show performer XRP to Hit $1.10? Deribit Exchange Sees 4.3 Million Contracts Betting on Price Surge

The price of XRP has remained mostly stable in the past 24 hours, with its move to $0.5684 coming as the crypto market gains by 1% today.

13.08 / 14:52

Cooper SEC Action security Trade reports Investigations B. Riley misses report to regulators as it struggles to value assets

B. Riley Financial Inc., the embattled investment firm, is struggling to value its assets after months of concern about flawed accounting and a federal investigation culminated in a 52% one-day plunge.

13.08 / 02:13

Target SEC Action security wellness Trade reports SEC Targets Venture Capital Funds Over Uniswap Lab Involvement

Hassan, a Cryptonews.com journalist with 6+ years of experience in Web3 journalism, brings deep knowledge across Crypto, Web3 Gaming, NFTs, and Play-to-Earn sectors. His work has appeared in...

13.08 / 01:40

markets SEC security Universities reports Schools International SEC Files Charges Against NovaTech in $650 Million Crypto Fraud

Hongji is a crypto and tech reporter. He graduated from Northwestern University's Medill School of Journalism with a Bachelor's and a Master's. He has previously interned at HTX (Huobi Global),...

12.08 / 20:47

Digital SEC coinbase security Analysis Trade innovations Coinbase Criticizes SEC’s New ‘Exchange’ Definition in a Comment Brief

Hassan, a Cryptonews.com journalist with 6+ years of experience in Web3 journalism, brings deep knowledge across Crypto, Web3 Gaming, NFTs, and Play-to-Earn sectors. His work has appeared in...

12.08 / 19:04

SEC Telegram Action Assurant WhatsApp social Courts US SEC sues NovaTech over alleged $650 million global crypto fraud

NovaTech and its married co-founders, saying they fraudulently raised over $650 million from more than 200,000 investors worldwide, including many Haitian-Americans. NovaTech and co-founders Cynthia and Eddy Petion allegedly promised investors their money would be safe, with Cynthia Petion assuring they would be «in profit from day one.» The SEC said the Petions instead used new money mainly to repay earlier investors and pay commissions to promoters, while siphoning millions of dollars for themselves. It said the scheme lasted for four years until NovaTech's May 2023 collapse.

12.08 / 12:57

markets SEC security performer audience 2020 Features Washington RIA takes $430k penalty over misleading advertisements

The SEC has meted out a $430,000 penalty against a Bellevue, Washington-based investment over its failure to comply with the new marketing rule amendments adopted in December 2020.

12.08 / 09:37

Ethereum ETH ETF SEC Strategy Trade ETH Burn Rate Hits Yearly Low on Ethereum Network

Ruholamin Haqshanas is a contributing crypto writer for CryptoNews. He is a crypto and finance journalist with over four years of experience. Ruholamin has been featured in several high-profile crypto...

09.08 / 20:47

Digital SEC Universities reports testing Schools International Thailand SEC Launches Digital Asset Sandbox for Testing

Hongji is a crypto and tech reporter. He graduated from Northwestern University's Medill School of Journalism with a Bachelor's and a Master's. He has previously interned at HTX (Huobi Global),...

09.08 / 12:11

UPS Ripple XRP SEC awards show Ripple Faces New Hurdles: SEC May Appeal Court’s $125 Million Fine Decision: Forecast

The XRP price has dropped by 2% in the past 24 hours, slipping to $0.605 after comments from the SEC raised questions as to whether it may appeal this week’s judgment in its case with Ripple.

09.08 / 09:50

Ethereum SEC CBOE Trade Bitcoin Updates CBOE Resubmits Application for Bitcoin ETF Options as Approval Looms

08.08 / 21:25

markets UPS Ripple XRP SEC security Trade XRP and Stellar Soar 20% as Judge Reduces SEC Penalty in Final Verdict

Sam is a financial journalist with a focus on cryptocurrency market news, based in London. With a Master’s Degree in Development Management from the London School of Economics, Sam’s passion for...

what you should know about SEC

What is SEC and why is it relevant?

SEC is a significant category that interests a wide audience. On our site, we regularly publish news related to this subject.

Where can I find the latest updates on SEC?

All recent news about SEC can be found in the dedicated section. We publish information in a timely manner.

How can I verify the accuracy of information on SEC?

We consult with professionals to ensure that the information about SEC is reliable and helpful for our readers.