SEC Financial News

23.08 / 23:26

Blockchain Digital SEC security CAT Amicus reports Blockchain Association Challenges SEC’s Data Collection Program Over Privacy Concerns

Hongji is a crypto and tech reporter. He graduated from Northwestern University's Medill School of Journalism with a Bachelor's and a Master's. He has previously interned at HTX (Huobi Global),...

23.08 / 21:18

markets Blockchain Ethereum SEC security Software Bitcoin SEC Rejects Dismissal Motion in Richard Heart’s $1 Billion HEX Case

Jimmy has nearly 10 years of experience as a journalist and writer in the blockchain industry. He has worked with well-known publications such as Bitcoin Magazine, CCN, Business2Community, and...

23.08 / 19:04

UPS Provident SEC Death Justice Courts BNSS Sec 479 to apply with retrospective effect: Govt to Supreme Court

Supreme Court that Section 479 of the Bharatiya Nagarik Suraksha Sanhita (BNSS), 2023, which allows courts to grant bail to first-time offenders who have undergone detention for a third of the maximum period prescribed, would apply with retrospective effect. This means the provision will apply to all undertrials in cases registered before July 1, 2024. Section 479 of the BNSS provides for the release of undertrials who have been behind bars for many years with no end in sight for trial.

23.08 / 17:55

Blockchain Ethereum Provident SEC Action security Courts Appeals Court Sides with SEC, Rejects Crypto Law Firm’s Bid for Ether Clarity

Harvey Hunter is a Junior Content Creator at Cryptonews.com. With a background in Computer Science, IT, and Mathematics, he seamlessly transitioned from tech geek to crypto journalist.

22.08 / 13:53

SEC Action security Trade Justice Department Investigations Franklin Templeton shares plummet as subsidiary co-CIO takes leave amid SEC probe

The asset manager's shares slumped 12.5% yesterday after the firm said in a statement that Ken Leech, co-CIO of subsidiary Western Asset Management had taken a leave of absence. Last month, Franklin Templeton said that the US Department of Justice and the Securities and Exchange Commission were launching an investigation into WAM's past trade allocations of treasury derivatives in a plethora of WAM-managed accounts. WAM has said the company is «cooperating with the investigations». Based on the conclusion of the SEC's investigation, the firm said it will «take action as warranted». ...

22.08 / 11:38

UPS Binance SEC Platform security Trade Largest crypto platform compliance costs top $200M

22.08 / 04:28

UPS Binance SEC Platform security Trade Binance hiring 1,000 as compliance spending tops $200 million

Binance Holdings Ltd. is hiring 1,000 people this year with many earmarked for compliance roles as the crypto exchange’s annual spending to meet regulatory requirements, including US oversight under a plea deal, tops $200 million. Chief executive officer Richard Teng, who is visiting the US to talk to monitors and officials, outlined the employment goals for the world’s largest crypto trading platform in an interview with Bloomberg News in New York on Wednesday. “I’ve been a regulator all my life,” Teng said. “Government agencies are important.” He declined to say whether he has met with the securities and exchange commission during his trip. The SEC is suing Binance and wasn’t part of the US settlement.

22.08 / 03:59

Provident SEC Strategy BlackRock wellness Trade Investigations Western Asset’s co-CIO Leech takes leave of absence amid SEC probe

Western Asset Management co-chief investment officer Ken Leech faces a potential enforcement action from the Securities and Exchange Commission as part of a probe into whether some clients were favored over others in allocating gains and losses from derivatives trades.

21.08 / 22:40

SEC Platform security community Luna classical Courts Terraform Labs Bankruptcy Hearing Set for September 19

Hassan, a Cryptonews.com journalist with 6+ years of experience in Web3 journalism, brings deep knowledge across Crypto, Web3 Gaming, NFTs, and Play-to-Earn sectors. His work has appeared in...

21.08 / 16:29

markets UPS Provident SEC CEO cover What to do while waiting to be registered as an RIA

As the wealth management industry faces a plethora of terms and conditions on managing a practice, it can be difficult to keep up with compliance – especially if you’re a newly independent advisor.

21.08 / 13:12

Provident SEC security Actor social information Firm that lost $6.6M client funds in cyber incidents settles charges with SEC

A firm that lost millions of dollars of client funds in two separate cyber incidents is to pay $850,000 and agree to a cease-and-desist order and censure, to settle charges with the Securities and Exchange Commission.

20.08 / 21:47

SEC Airlines security Enterprise Research JetBlue reports US settles with billionaire Carl Icahn for using company to secure personal loans

Billionaire Carl Icahn and his company were charged by U.S. regulators with failing to disclose personal loans worth billions of dollars that were secured using securities of Icahn Enterprises as collateral

20.08 / 18:29

markets UPS ETF SEC security VanEck CBOE Solana Price Hit by SEC Roadblock: Is Solana a Security? ETF Plans in Jeopardy

The Solana price has gained by 3.5% today, reaching $146.56 as the wider market posts a 3% increase in the past 24 hours.

20.08 / 16:13

Provident SEC cover 2020 Department politician Investigations SEC fines Texas investment adviser $95k for “pay to play” rule breach

A Texas-based investment adviser has been fined $95,000 by the SEC after an investigation by the agency found the firm in violation of the “pay to play” rule under the Advisers Act.

20.08 / 16:01

markets SEC Enterprise Research performer information reports SEC marketing rule is “challenging” to navigate, say advisors

Compliance and marketing are just two branches of a firm’s tree but they are both critical to a firm’s operational success.

20.08 / 13:02

markets SEC Platform Action security Trade show Mango Markets Considers Settlement with SEC, Proposal Shows

Ruholamin Haqshanas is a contributing crypto writer for CryptoNews. He is a crypto and finance journalist with over four years of experience. Ruholamin has been featured in several high-profile crypto...

20.08 / 11:43

SEC security testing Features Courts US Judge Rejects SEC’s Attempt to Hamper Justin Sun’s Defense

20.08 / 01:17

SEC economy Align Election President reports Kamala Harris Reportedly Considering Gary Gensler for Treasury Secretary if Elected: Senate Sources

Hassan, a Cryptonews.com journalist with 6+ years of experience in Web3 journalism, brings deep knowledge across Crypto, Web3 Gaming, NFTs, and Play-to-Earn sectors. His work has appeared in...

19.08 / 22:38

markets Blockchain UPS XRP SEC security performer Top Crypto Performers Today – Toncoin, XRP, Aave

Since graduating with a degree in economics from the University of Birmingham in 2018, Joel has worked as a financial market/cryptocurrency analyst. He firmly believes that emerging crypto technology...

19.08 / 18:27

Kucoin Binance Digital Progressive SEC CEO security Africa-Based Quidax Receives ‘Provisional Operating License’ from SEC in Nigeria

Quidax, a cryptocurrency exchange founded in Africa, said it has become the first crypto exchange to receive a ‘provisional operating license’ from Nigeria’s Securities and Exchange Commission (SEC).

19.08 / 13:36

markets Target Ripple XRP SEC Analysis Experts XRP to Hit $26? Expert Says Price Target Backed by Solid Technical Analysis

The XRP price has risen by 2.5% today, reaching $0.5805 as the crypto market as a whole falls by 1.5% in the past 24 hours.

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