SEC Financial News

Securities and Exchange Commission (SEC) are being offered a $50,000 incentive if they are willing to retire or resign as part of an early retirement program, according to an internal memo of the agency. As per Bloomberg, the offer is a voluntary separation incentive or a voluntary early retirement program, with the deadline for the same being March 21.

There's a new ETF in town. SPDR SSGA Apollo IG Public & Private Credit ETF (PRIV) will trade Thursday at the NYSE.  

Subscribe to enjoy similar stories. The incoming chairman of the Securities and Exchange Commission built a career dealing with regulators—as their adversary. When AT&T needed an ally to thwart a 2021 SEC lawsuit, it hired Paul Atkins, a former SEC commissioner who in 2009 began building a profitable yet opaque niche as one of Wall Street’s go-to advisers in Washington.

Robinhood (HOOD) on Monday said it has been informed by the Securities and Exchange Commission that it won't receive any penalties over its cryptocurrency business.

These high-performing stocks that rallied more than 10% during the session included, Apollo Pipes (13.65%), Kimia Biosciences(13.60%), Trio Mercantile(13.40%), Medi-Caps Ltd(12.30%), Indian Hume Pipe(12.09%), Sonal Mercantile(11.78%), Brand Concepts(11.50%), DIC India Ltd(10.35%), ETT Ltd(10.14%) and Sanrhea Tech(10.00%).

Yankees have officially changed their decades-old rule, which previously required players to maintain short hair and remain clean-shaven, apart from a moustache.

Cryptocurrency giant Coinbase said on Friday that the SEC has agreed to drop its 2023 lawsuit against the company, signaling that the Trump administration is delivering on a campaign promise to end tight oversight of the industry.

US Securities and Exchange Commission (SEC) has asked India's Ministry of Law and Justice to help serve legal notices to industrialist Gautam Adani and his nephew Sagar in connection with its probe into alleged securities fraud and a $265 million bribery scheme.

Congress on Wednesday said Prime Minister Narendra Modi has already declared the Adani issue to be a personal matter and asked whether he would oblige the US Securities and Exchanges Commission's (SEC) request in the ongoing probe against the business group. The opposition party's assertion came after the SEC told a federal judge in New York that its efforts to serve its complaint on Gautam Adani and Sagar Adani in the alleged bribery scheme are «ongoing». This included a request for assistance to the Indian authorities.

Adani Group stocks tumbled in early trading on Wednesday, with shares of Adani Enterprises dropping as much as 4.3%, following reports that the US Securities and Exchange Commission (SEC) sought assistance from Indian authorities in its probe into the conglomerate’s founder, Gautam Adani, and his nephew, Sagar Adani, over alleged securities fraud and a Rs 2,300 crore bribery scheme. The SEC informed a US district court on Tuesday that its efforts to serve legal complaints to the Adanis were ongoing and that it was working with India’s Ministry of Law and Justice for assistance, Reuters reported. This development triggered fresh concerns among investors, leading to a broad sell-off across Adani Group stocks at the market open.

Gautam Adani and his nephew Sagar Adani over alleged securities fraud and a $265 million bribery scheme, a court filing showed on Tuesday.

Subscribe to enjoy similar stories. New Delhi: Homegrown data centre and cloud computing services provider Yotta Data Services has filed its final application with the United States Securities and Exchange Commission (SEC) to list on the Nasdaq stock exchange, chief executive Sunil Gupta told Mint in an interview.

Subscribe to enjoy similar stories. Want to feel old? The Cosmopolitan cocktail—that blush-pink symbol of sybaritic urban sophistication, thanks to many appearances on the series “Sex and the City"—is almost 40. The drink was invented in the late 1980s at Manhattan’s Odeon by a young bartender named Toby Cecchini.

Subscribe to enjoy similar stories. New Delhi: The National Medical Commission (NMC) is planning to set up committees of experts to review the postgraduate curriculum to lift the standard of specialty courses offered in India to global levels. The apex medical education regulator’s Post-Graduate Medical Education Board will set up a Specialty Expert Committee (SEC) for each postgraduate specialty to “enhance the quality and uniformity", Dr B.

By the authority vested in me as President by the Constitution and the laws of the United States of America, including the International Emergency Economic Powers Act (50 U.S.C. 1701 et seq.) (IEEPA), the National Emergencies Act (50 U.S.C. 1601 et seq.) (NEA), section 604 of the Trade Act of 1974, as amended (19 U.S.C. 2483), and section 301 of title 3, United States Code,

Cryptocurrency exchange Kraken is reintroducing staking services for U.S. customers again.

President Donald Trump's return to the Oval Office ushered in a week of changes in the cryptocurrency industry.

Bank of Montreal dismissed a managing director on its U.S. mortgage-backed bond desk in connection with a regulatory probe into misleading marketing practices.

There's an important lesson for investors in Vanguard Group's recent $106 million settlement with the Securities and Exchange Commission over its target-date funds: Being mindful of your investment account type can save you from a big tax bill in certain cases.

President Donald Trump’s goodwill in the cryptocurrency industry has taken a hit after he and his wife launched meme coins — a move critics say looks like an unseemly cash grab that undermines an effort to legitimize digital assets