SEC Financial News

26.09 / 19:57

ETF regulation SEC Bitcoin Regulation Bitwise amends spot Bitcoin ETF application with new, detailed argumentation

Bitwise Asset Management has filed an amended application for a spot Bitcoin exchange-traded fund (ETF), beefing it up with 40 pages of new text responding to the United States Securities and Exchange Commission’s (SEC) objections to the product. It still might not be enough to satisfy regulatory requirements, though, a company executive warned.

26.09 / 16:29

UPS Reuters SEC Matthews GameStop settlement FX settlement system CLS may tweak deadline to avoid US equity market rule disruption

By Laura Matthews

26.09 / 13:45

Citi FIVE ETF SEC Bitcoin 2020 Weekly week US will have 18 ETFs launched this week for 2023 weekly record

Pomp Investments' Anthony Pompliano discusses the push for the SEC to approve Grayscale Investments' Bitcoin ETF on 'The Claman Countdown.'

26.09 / 12:49

Target SEC Platform Matthews Experts social ‘Cash Flow King’ podcast host charged with running $11M Ponzi scheme

The SEC has charged a podcast host for allegedly running a Ponzi scheme which claimed to offer low-risk, high-return promissory notes purportedly collateralized by first mortgages on homes located throughout Ohio.

26.09 / 12:39

SEC coinbase International Customers SEC Opposes Celsius Plan to Use Coinbase as Distribution Agent for International Customers

On Monday, September 25, the United States Securities and Exchange Commission (SEC) opposed the crypto firm Celsius Network's proposal to involve Coinbase as part of its bankruptcy and reorganization plan.

26.09 / 10:25

UPS Provident Ripple XRP SEC Telegram President Ripple Price Prediction: XRP Climbs 1% – Is This a New Rally Beginning?

The XRP price has climbed back above the all-important $0.50 level today, with its rise to $0.501776 representing a 1.5% gain in 24 hours and a 6% increase in the past fortnight.

26.09 / 10:25

Provident Binance SEC Platform Software concert information BNB Price Prediction: BNB Gains 2% – Will Binance Coin Dominate the Month?

The price of Binance Coin (BNB) has climbed by almost 2% in the past 24 hours, with its move to $212.46 coming as the wider crypto market rises by a more modest 1%.

26.09 / 04:13

Provident Reuters SEC JPMorgan WhatsApp information reports SEC expands WhatsApp probe, gathers private messages from Wall Street: Report

Reuters reported citing sources. Earlier, the Securities and Exchange Commission (SEC) had requested these companies to conduct internal reviews of messages as part of its inquiry into Wall Street's use of unauthorized messaging apps like WhatsApp and Signal for work-related discussions.

26.09 / 01:21

SEC crypto regulation Crypto Regulation Needs Teeth: Ex-SEC Official Pushes for DOJ Involvement

The issue of crypto regulation in the United States has intensified following outspoken criticisms from John Reed Stark, a former SEC official, on Saturday.

26.09 / 00:47

ETF SEC NYSE CME Mercantile Bitcoin bitcoin fund Bitwise Draws Close to Spot Bitcoin Fund Approval With Latest Academic Record

NYSE Arca Exchange has submitted an updated application to list the Bitwise Bitcoin exchange-traded fund (ETF) Trust.

25.09 / 21:07

Target SEC CEO Action social recommendations prevention NOT SEC fines Deutsche Bank subsidiary $19M for not keeping ESG promises

The SEC ordered a subsidiary of Deutsche Bank to pay a $19 million penalty for not delivering to clients what it promised in its ESG mutual funds.

25.09 / 20:07

regulation SEC Hong Kong to tighten crypto regulation, Thailand to tax crypto overseas: Law Decoded

Hong Kong regulators are looking to tighten the noose around the crypto market after arresting six individuals following allegations of fraud around an unlicensed crypto exchange, JPEX. The government intends to increase its efforts to inform investors and remind them only to utilize platforms granted Securities and Futures Commission licenses.

25.09 / 18:25

regulation SEC coinbase Bankruptcy Celsius Restructuring Plan SEC raises concerns over Coinbase in objection to Celsius restructuring plan

The United States Securities and Exchange Commission (SEC) has filed an objection to Celsius Network’s reorganization plan based in part on the regulator’s own ongoing lawsuit with crypto exchange Coinbase.

25.09 / 17:57

CFTC regulation SEC Senator Gillibrand Rallies Democrat Colleagues to Adopt Digital Assets Regulation

Senator Kirsten Gillibrand is in talks with her Democrat colleagues in the Senate to support cryptocurrency regulation amid speculations of a government shutdown.

25.09 / 15:57

regulation SEC AML US Deutsche Bank ESG greenwashing DWS fined $19m by SEC over 'materially misleading' ESG statements

DWS has been embroiled in a greenwashing scandal since 2021, when its former group sustainability officer Desiree Fixler alleged the firm was misrepresenting its ESG credentials.

25.09 / 14:07

SEC Bill social prevention DWS to pay $25 million over US charges over ESG misstatements, other violations

NEW YORK (Reuters) — Deutsche Bank-controlled investment firm DWS will pay $25 million to settle charges over misstatements regarding its environmental, social, and governance (ESG) investing and failures in policies designed to prevent money laundering, U.S. regulators said on Monday.

25.09 / 13:27

business Government Law Binance Investments SEC Binance exit aftershock: Can one resignation tip the crypto trust scales?

On Sept. 13, news broke of yet another high-level executive parting ways with Binance.US.

25.09 / 13:27

Target FIVE SEC Action President performer NOT SEC exam sweep short but not sweet

The SEC marketing rule, which runs for 430 pages, can be complicated. But the agency’s exam sweep on compliance with the rule is straightforward.

25.09 / 12:55

Adoption SEC MicroStrategy Bitcoin Bitcoin Price MicroStrategy buys $147M worth of Bitcoin, now holds 158K BTC

MicroStrategy, a business intelligence firm and major Bitcoin (BTC) investor, is sending a bullish signal to the market by announcing the acquisition of another big stash of cryptocurrency.

25.09 / 11:35

markets ETF Trading SEC Bot Bitcoin Bitcoin Price Bitcoin price drops as SEC delays decision on Bitcoin ETF, offering new trading opportunities

The SEC’s hesitation to approve the first Bitcoin ETF is putting pressure on the Bitcoin price, which is painful for crypto holders. Thanks to TradeSanta’s automated trading tools connected to spot and futures trading platforms, traders can reduce risks and take advantage of downturns.

25.09 / 09:37

SEC CAT SPY track information The SEC Wants to Spy on Your Portfolio

As an American, you have a right to privacy—unless you own stock. The Securities and Exchange Commission has created a centralized database to track the personal and financial information of every U.S. investor.

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