SEC Financial News

30.09 / 08:11

Blockchain Law Stablecoin Binance regulation SEC Paradigm accuses SEC of bypassing rules in Binance lawsuit

Venture capital firm Paradigm has criticized the United States Securities and Exchange Commission (SEC) for bypassing the standard rulemaking procedures in its current legal action against the cryptocurrency exchange Binance.

30.09 / 07:17

Lowe's SEC Platform country exclusive information Interactive Brokers Customer Interactive Brokers Customer Service Noted In Traders Union Ranking

Interactive Brokers customer service gives users exclusive access to over 135 markets spanning 33 different countries. The platform is regulated by prominent authorities, including the US SEC, FINRA, and FCA. It imposes no minimum deposit requirements for any account type, making it especially welcoming to beginners.

30.09 / 06:25

Digital SEC Southern 2020 prevention US SEC charges FTX's former auditor over independence violations

FTX Group, with hundreds of auditor independence violations. Between December 2017 and October 2020, Prager Metis improperly added indemnification provisions to engagement letters to clients for more than 200 audits and other work, the SEC said. This prevented the firm from having the independence required by law, the regulator said.

30.09 / 02:40

Blockchain SEC Court Terraform Labs Terra Slack Do Kwon dismisses Slack chat records as irrelevant evidence

Terraform Labs co-founder Do Kwon has refuted the significance of Slack messages as evidence, which involved discussions with his co-founder Daniel Shin about manipulating transactions on the Terra blockchain to attract investors.

30.09 / 00:49

BTC ETF SEC Align CBOE Bitcoin 21Shares SEC Extends Review Period for ARK 21Shares Bitcoin ETF

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29.09 / 21:49

COST IPO Target SEC CEO information Bill Ackman’s SPAC gets OK from the SEC and he’s ready for a deal: 'please call me'

Billionaire investor Bill Ackman said Friday that U.S. regulators have approved his unique special purpose acquisition company structure, and he's ready to hunt for a deal.

29.09 / 21:23

Ethereum ETF SEC Strategy VanEck Bitcoin reports bitcoin etfs spot bitcoin ETFs As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod

The SEC gave a big present to crypto ETF firms just ahead of the likely government shutdown, reportedly granting approval for a number of ethereum futures strategies that could start trading soon.

29.09 / 18:15

ETF SEC Racing Invesco BlackRock Bitcoin Bitcoin ETF review delayed again by SEC

The Securities and Exchange Commission further delayed its review of applications from BlackRock Inc., Invesco Ltd. and others seeking to list the first Bitcoin exchange-traded fund in the U.S.

29.09 / 18:15

UPS Waves Williams SEC WhatsApp Wall Street hit with latest wave of fines in SEC WhatsApp probe

A fresh slate of Wall Street firms agreed to collectively pay tens of millions of dollars to U.S. regulators over their employees’ use of unmonitored communication channels on the job.

29.09 / 17:53

markets ETF SEC Analysis Opinion BTC Markets Bitcoin bitcoin etfs Bitcoin ETFs: A $600 billion tipping point for crypto

A United States appellate court directed the Securities and Exchange Commission (SEC) in August to reassess its denial of Grayscale's application for a Bitcoin exchange traded fund (ETF). A little-noted consequence of that decision is that it could open the floodgates for $600 billion in new cash to enter the cryptocurrency market.

29.09 / 16:37

business Ethereum ETF Investments SEC Futures valkyrie Valkyrie backtracks on Ether futures contract purchases until ETF launch

Asset management firm Valkyrie has said it will hold out for the United States Securities and Exchange Commission (SEC) to approve an exchange-traded fund, or ETF, with exposure to Ether (ETH) futures rather than making purchases in advance.

29.09 / 14:01

Target SEC CEO Action US SEC charges Newell Brands and ex-CEO with misleading investors

WASHINGTON (Reuters) — The U.S. Securities and Exchange Commission on Friday charged Newell Brands and former Chief Executive Newell Brands Inc and former CEO Michael Polk with misleading investors about sales.

29.09 / 07:31

Stablecoin Binance SEC Circle NOT Circle Files Amicus Brief in SEC's Binance Lawsuit, Says Stablecoins Are Not Securities

Stablecoin issuer Circle has stepped into the legal battle between the Securities and Exchange Commission (SEC) and major crypto exchange Binance.

29.09 / 05:07

Ethereum Reuters Digital ETF SEC VanEck SEC Approval valkyrie Investment firm Valkyrie Funds to add 'ether' futures in ETFs after SEC approval

Valkyrie Funds LLC has begun adding ethereum futures to its existing Bitcoin futures exchange-traded fund, after getting the green light from the US Securities and Exchange Commission (SEC), the company said on Thursday. The renamed Valkyrie Bitcoin and Ether Strategy ETF will launch on Monday, Valkyrie's chief investment officer Steven McClurg told Reuters.

29.09 / 02:59

Cooper SEC Xbox track Inside reports Department Ex-Goldman Sachs, Blackstone employee charged with securities fraud for tipping friends about deals

Bloomberg has reported. The Securities and Exchange Commission (SEC) and the Justice Department claim that 26-year-old Anthony Viggiano had tipped two of his friends to deals that he heard about while working at the two Wall Street firms. The charges detail how group made more than $400,000 on trades passed around on messaging apps like Signal as well as Xbox chat.

29.09 / 02:57

Ethereum regulation SEC advertisement Ether the Ether: VanEck releases two ETF ads ahead of possible Monday launch

Investment manager VanEck has fired up the marketing engine for its “upcoming” Ethereum futures exchange-traded fund (ETF), which some analysts expect could be launched as early as Oct. 2.

29.09 / 02:09

Provident Waters Aware SEC Strategy awards 2020 Tidal Ventures founder entangled with ‘fugitive’ Aussie’s company

Prominent Sydney venture capitalist Grant McCarthy helped raise funds for a company run by an Australian banker accused by authorities in the US of defrauding wealthy investors and fleeing to Bali.

28.09 / 22:49

Government regulation SEC Bitcoin SEC delays spot Bitcoin ETF decision for BlackRock, Invesco and Bitwise

The United States securities regulator has delayed the decision on several spot Bitcoin exchange-traded fund (ETF) proposals, including BlackRock, ahead of an anticipated government shutdown.

28.09 / 22:19

Ethereum ETH ETF SEC Strategy VanEck Mercantile VanEck Prepares to Launch Ethereum Strategy ETF in CBOE

Popular investment management firm VanEck has announced its plans to roll out its Ethereum futures exchange-traded fund (ETF).

28.09 / 21:35

UPS Ethereum Digital ETF SEC Bitcoin Ethereum Futures Etf SEC Approval valkyrie Valkyrie Investments Receives SEC Approval for First Ethereum Futures ETF

Today, Nashville-based asset management firm Valkyrie Investments secured approval from the U.S. Securities and Exchange Commission (SEC) to launch the first-ever exchange-traded fund (ETF) for Ethereum futures. This could mark an important milestone for digital asset investment in the United States.

28.09 / 21:11

business Ethereum ETF Investments SEC valkyrie Valkyrie will offer exposure to Ether futures as SEC delays spot Bitcoin ETF

Asset management firm Valkyrie will begin offering exposure to Ether (ETH) futures to United States investors through its existing Bitcoin Strategy exchange-traded fund, or ETF.

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