Raymond James News

23.10 / 13:01

markets McDonald’s Boxing Trade outbreak reports strain McDonald’s shares slide in wake of fatal E. coli outbreak. What to know

Shares of McDonald’s fell nearly 6% in premarket trading on Wednesday after an E. coli outbreak linked to the restaurant chain’s Quarter Pounder hamburgers resulted in the death of one person and sickened 49 people in the U.S.

29.04 / 11:07

markets UPS Provident Platform TikTok beautiful Sporting Retailers Flock to TikTok Shop to Find New Shoppers, Sales Growth

Subscribe to enjoy similar stories.Americans are increasingly turning to TikTok Shop to buy shampoo, jewelry and apparel. Retailers have noticed, pushing onto the platform with their own virtual stores.Ralph Lauren and Olaplex Holdings moved onto the platform late last year, while Ulta Beauty launched its store in March.

06.02 / 02:57

COST Pfizer Healthcare patient medicines Pharmaceuticals White House debuts drug-buying site TrumpRx, with roughly 40 medications

Subscribe to enjoy similar stories. The White House on Thursday launched its drug-pricing website, dubbed TrumpRx, the culmination of efforts by the administration to bring down pharmaceutical costs for some consumers.

28.01 / 16:35

markets President voice reports rights Vaccines RFK Jr in panic, fears he could lose Senate confirmation vote as U.S Health Secretary

Senate confirmation vote. Donald Trump's choice to lead the Health Department has come under fire for his anti-vaccine views.

26.11 / 19:15

markets COST Nov Research wellness President Experts How President-elect Donald Trump may impact investors in these 8 market sectors

As Inauguration Day nears, investors are trying to unravel what booms or busts lay ahead under President-elect Donald Trump.

22.11 / 11:25

markets UPS Gap security Election trends Rental home investors poised to benefit as mortgage rates, high home prices sideline buyers in 2025

Elevated mortgage rates, rising home prices and other U.S. housing market trends that have kept many would-be homebuyers on the sidelines are likely to remain hurdles next year, driving solid demand for single-family rental houses, analysts say

30.08 / 20:54

Cooper security electronic information reports Raymond James agrees to $1.8M in Finra fines over supervision failures

Raymond James is settling with Finra for more than $1.8 million over alleged failures to supervise reporting of customer complaints and monitor 4.7 million mutual fund purchases between 2012 and 2017.

22.08 / 17:43

FIVE Booking Strategy community RBC Wealth Management expands in Ohio with $693M team from Morgan Stanley

RBC Wealth Management has bolstered its operations in Ohio as it welcomes a multi-generational planning team from Morgan Stanley.

20.08 / 13:15

Analysis Lawson President Wisconsin $120M advisor joins established Ameriprise independent practice

A financial advisor has made the move from Raymond James to Ameriprise, joining one of the latter’s most well-established independent practices.

19.08 / 21:34

Provident Career JPMorgan Matthews wellness President reports Multigenerational team from Baird moves to Raymond James

Raymond James continues to grow its employee advisor channel as a multigenerational advisory team from Baird transitions to join the firm.

15.08 / 23:06

Cooper SEC Landmark Action Analysis Discover electronic SEC’s landmark recordkeeping action could ‘embolden examiners’

In the aftermath of the SEC’s landmark enforcement that hit just over two dozen firms over recordkeeping shortfalls, a compliance advisory firm says one particular case stands out as a potential warning sign for investment advisors at large.

06.08 / 23:00

Strategy wellness Healthcare Diversity reports Raymond James extends Ohio presence with veteran Wells Fargo advisor

Raymond James has extended its network in Ohio as it onboards a veteran advisor from Wells Fargo into its ranks.

01.08 / 20:54

Booking Career Citigroup President Diversity reports Profiles Raymond James swipes $245M advisor from LPL

Raymond James has officially begun its August recruitment run by bolstering its employee advisor network in New York.

24.07 / 16:29

Provident Platform President Universities rock information Raymond James welcomes new VP of wealth management to Dublin office

Raymond James & Associates (RJA) has announced the addition of Stacy McVan to its team in its Dublin, Ohio branch.

24.07 / 15:12

markets Target Google Browser track testing rights What marketers should know about Google’s cookies about-face

After a yearslong saga involving squabbles with the larger ad industry and regulators, Google is ending a plan to eliminate third-party tracking cookies on its Chrome browser. The marketing world is now trying to figure out how such tracking would fare if consumers have more choice to stop it. Four years ago, Google said it would phase out support for third-party cookies, which log the activity of internet users across websites so advertisers can target them with relevant ads and track the effectiveness of those ads.

12.07 / 19:49

UPS wellness Trade President reports Analyst cuts Raymond James’ rating over “emerging risks”

A stock analyst over the weekend lowered his rating of Raymond James Financial Inc., citing a variety of concerns related to the short-term growth of its brokerage and wealth management business, where more than 8,000 financial advisors work.

25.06 / 21:47

Cooper Platform security wellness reports Investigations International Finra bars two ex-Raymond James advisors who sold unapproved products

Two Raymond James Financial Services Inc. financial advisors on Monday were barred from the securities industry for not cooperating in investigations, according to the Financial Industry Regulatory Authority Inc.; both had previously been flagged by Raymond James for selling products to customers the firm had not signed off on as well as selling away, which involves offering clients investments that are not approved by the firm.

25.06 / 16:23

markets FIVE Universities performer track reports rights Advisors choose diversification as top benefit in private market investing

A new survey by Blackstone’s Private Wealth Solutions group offers a meaningful glimpse into how financial advisors are allocating client assets to private markets.

21.06 / 21:25

markets Provident Booking Platform Southern Comerica Profiles Raymond James adds veteran advisor in Central Florida

Raymond James has augmented its advisory network in the Southern US market as a former Ameriprise advisor jumps ship in Florida.

18.06 / 18:35

Fighting security awards wellness information Morgan Stanley beats ex-Fla. advisors’ claims to deferred compensation

Just weeks after losing a $1.1 million arbitration award to former advisors in a fight over deferred compensation, Morgan Stanley on Monday defeated a similar lawsuit from eight former brokers who sued the wirehouse in 2022 seeking $855,000 in deferred compensation they had claimed should be handed to them because it was retirement money protected by ERISA – the Employee Retirement Income Security Act of 1974.

14.06 / 16:35

Citi SUN Strategy Align wellness Freedom Raymond James welcomes ex-Wells Fargo advisor in New Mexico

Raymond James is continuing to build on its recruitment tear in June, this time with a breakaway advisor joining in a Southwestern US portion of the Sun Belt.

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