Raymond James News

07.06 / 15:55

Justice reports Department Courts Investigations International Profiles TD sues wealth adviser who left during money-laundering review

It seemed like a typical dispute between a company and a former employee: Toronto-Dominion Bank sued wealth adviser Gregg Desmarais last month, claiming he and a colleague “abruptly” resigned and violated their contracts by luring away clients with millions of dollars of assets to competitor Raymond James Financial Inc.

05.06 / 16:15

Provident Career wellness President reports Relationships Raymond James extends reach in Alaska with breakaway advisors

Raymond James is extending its reach to the far North as it adds two breakaways from wirehouse giants in Alaska who reportedly oversaw more than half a billion dollars in combined assets at their former firms.

30.05 / 18:59

Provident Booking Platform Pinnacle President performer Relationships Raymond James bags nearly $1B in assets with ex-Truist team

Raymond James has acquired a beefy book of nearly $1 billion in client assets through a new addition to its financial institutions division.

24.05 / 19:19

markets CEO Strategy President information International Raymond James unveils new CFO in C-suite shakeup

Following a previous statement in March, Raymond James has unveiled fresh details of a shakeup in its executive leadership.

23.05 / 16:49

Provident Career Bill President Freedom reports Raymond James snags $435M Merrill Lynch team

Raymond James is further solidifying its presence in the northeast as it welcomes a team from Merrill Lynch to its employee advisor channel.

16.05 / 20:43

Align Remark Eaton wellness reports Raymond James welcomes $900M team from Wells Fargo

Raymond James has expanded its footprint in St. Petersburg, Florida, with a group of former Wells Fargo advisors.

14.05 / 01:03

markets Provident Career CEO Strategy reports Relationships Perigon taps Maria Daley for new advisor-focused role

Perigon Wealth Management has announced a new leadership hire in a calculated move to support its ongoing expansion and commitment to enhancing advisor resources.

09.05 / 18:37

Provident Digital SUN CEO show reports Concurrent bolsters Arizona presence with new independent practice

Concurrent Investment Advisors has established a new foothold in the Sun Belt with the launch of a new independent firm.

07.05 / 01:19

Provident SUN Align Raymond James welcomes advisor couple in Oklahoma

Raymond James has expanded its roster with the addition of two financial advisors in Oklahoma.

26.04 / 20:47

Provident SUN Fox wellness Diversity reports Raymond James notches wins in the Sun Belt with advisor additions

Raymond James has strengthened its national presence with the addition of two financial advisors in Florida and New Mexico.

26.04 / 02:45

UPS Provident CEO security Department recommendations rights Raymond James’ incoming CEO shrugs off DOL rule

Senior brokerage executives continued to shrug off the potential impact of the Department of Labor’s new fiduciary rule, which many believe may be legally contested by the insurance industry at some point.

19.04 / 22:49

Provident Strategy Align wellness Diversity rights Raymond James adds Indiana pair with $170M

Raymond James has just enhanced its capabilities in Indiana as it welcomes two advisors in the region. The broker-dealer giant bolstered its financial advisory team in the Hoosier State with the addition of Jefferson Hankins and Kurt Boggs, former financial advisors at PNC Investments.

16.04 / 00:31

Provident Strategy wellness Freedom Raymond James adds advisor from Wells Fargo

Raymond James Financial expanded its head count in Florida with the addition of Thera Elliott, a Florida-based advisor who had been managing $105 million in client assets at Wells Fargo.

01.04 / 20:01

Provident Booking Platform Align wellness country reports Raymond James scores big with $1.1B Arizona practice

Raymond James is starting April off on a strong note as it lands a billion-dollar powerhouse on the West Coast.

26.03 / 18:49

markets UPS Career Parke President information Raymond James extends Florida reach with $750M advisor

Raymond James is boosting its presence in Central Florida as its employee advisor arm welcomes a seasoned advisor from Charles Schwab as Raymond James & Associates brings on board Lynette Ancona in Winter Park.

21.03 / 00:39

markets COST Merit Strategy 2020 reports rights RIA gold rush fever is over: Report

Mergers and acquisitions of registered investment advisors continued at a strong, if not spectacular pace, in 2023, with RIA buyers and sellers contending with a turbulent stock market at the start of the year and the increased cost of deal-making as a result of rising interest rates, according to an annual survey by Advisor Growth Strategies, an M&A advisory and management consulting firm.

20.03 / 02:39

markets CEO President Raymond James taps Paul Reilly’s successor

Paul Reilly, who replaced Tom James as CEO of Raymond James Financial Inc. in 2009, is stepping down sometime next year and will be replaced by the firm’s current chief financial officer, Paul Shoukry. Shoukry, a 14-year veteran of the firm, will become president of the firm effective immediately.

16.03 / 00:39

Provident Target Platform Align wellness Banner Concurrent continues to hit growth goals with three new advisors

Tampa, Florida-based hybrid Concurrent is maintaining a strong growth pace and has onboarded three new advisors to its platform.

12.03 / 11:39

CEO Platform security Arax firm Ashton Thomas adds $500M team, opens New York office

Arax Investment Partners firm Ashton Thomas Private Wealth has added a $500 million team from Alex. Brown.

11.03 / 16:25

markets UPS Citi Platform Citigroup President RayJay snaps up ex-Citi muni execs to bolster growth efforts

Raymond James has deepened the bench of its public finance division with the hiring of 10 former Citi staffers.

01.03 / 18:53

COST UPS CEO community Moss reports Wall Street is worried about NYCB's loan losses and deposit levels as stock sinks below $4

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