SEC Financial News
21.11 / 22:23
SEC
Bitcoin
performer
rights
regulatory
Bitcoin Price Prediction as RFK Jr. Supports Self-Custody Rights – Is Regulatory Pressure Easing?
Bitcoin, the flagship cryptocurrency, has been demonstrating robust performance, maintaining a strong position above the $37,000 threshold. This bullish trend contributes significantly to the global cryptocurrency market cap, which has recently seen a 0.52% increase, soaring to $1.42 trillion.
21.11 / 19:05
BTC
Binance
ETF
SEC
Manufacturing
Experts
Bitcoin
Render
Optimal Moment for Bitcoin Investment? Indicators of Upcoming Expansion in Rebel Satoshi and Render
Bitcoin and Render are making notable advancements within the dynamic realm of cryptocurrencies. However, Rebel Satoshi stands out as a leading cryptocurrency to buy, demonstrating impressive growth during its presale. Can $RBLZ usurp top crypto coins like BTC and RNDR? Let’s find out.
21.11 / 19:05
SEC
Celsius
Celsius bankruptcy
reorganization
Bankrupt Crypto Lending Firm Celsius Shifts Focus to Bitcoin Mining Amid SEC Feedback on Reorganization Plan
Crypto lender Celsius has amended its reorganization plan, opting for a singular focus on bitcoin mining instead of the initially proposed combination of mining and staking.
21.11 / 16:11
Dash
Binance
SEC
Action
coinbase
Kraken
Bittrex
The SEC Sues Kraken Again—This Time For Running An Unregistered Crypto-Exchange
The U.S. Securities and Exchange Commission (SEC) fired a fresh salvo in its cryptocurrency crackdown on Monday when it sued Kraken for operating an unregistered securities exchange and allegedly mixing customer funds with its own.
21.11 / 15:45
Provident
Binance
Ripple
SEC
CEO
coinbase
Kraken
Kraken Faces SEC Charges for Unlawful Crypto Trading Operations
The U.S. Securities and Exchange Commission (SEC) has added Kraken – a San-Francisco-based crypto exchange – to its hitlist of industry giants charged with a litany of securities law violations and internal control failures.
21.11 / 15:23
business
Mining
SEC
lending
Celsius
reorganization
Celsius entity to focus only on mining under proposed reorganization plan
Cryptocurrency lending firm Celsius said its reorganized company will focus only on Bitcoin mining following feedback from the United States Securities and Exchange Commission (SEC).
21.11 / 14:59
Binance
SEC
coinbase
Kraken
SEC sues crypto exchange Kraken
The move follows similar charges levelled by the SEC against Binance and Coinbase and comes just months after Kraken and the watchdog reached a $30 million settlement over the failure to register a staking-as-a-service programme.The SEC alleges that Kraken intertwines the traditional services of an exchange, broker, dealer, and clearing agency without having registered any of those functions with the Commission as required by law. Kraken’s alleged failure to register these functions has "deprived investors of significant protections," including inspection by the SEC, recordkeeping requirements, and safeguards against conflicts of interest, among others.In addition, says the SEC, Kraken commingles its customers’ money with its own, including paying operational expenses directly from accounts that hold customer cash.
21.11 / 13:37
Binance
SEC
Platform
coinbase
Kraken
Bitcoin
2020
SEC says Kraken is running an unregistered crypto exchange
The Securities and Exchange Commission accused crypto exchange Kraken of securities-law violations, less than a year after unveiling a $30 million settlement with the firm over other alleged conduct.
21.11 / 12:19
SEC
CEO
show
voice
US Treasury market debate around hedge fund collateral intensifies
By Davide Barbuscia and Carolina Mandl
21.11 / 11:31
business
regulation
SEC
Kraken
Crypto community responds to Kraken lawsuit, Deaton slams ‘dishonorable’ Gensler
The crypto space has been making its feelings known about a lawsuit filed by the United States Securities and Exchange Commission (SEC) against the crypto exchange Kraken.
21.11 / 11:25
Citi
SEC
Entertainment
pandemic
love
track
reports
4.7 mn sq ft of Grade A retail space set to enter Gurgaon in 5 years: Report
Over the next 5 years, 4.7 million sq ft of space is set to enter Gurgaon’s retail market, as per the latest research report by 360 Realtors. Around 53.2% of the new space will be concentrated on the Golf Course Extension Road, especially in Sec 65 and 66. Besides, there is a growing spotlight on the Dwarka Expressway and New Gurgaon region as well, as per the report. The new retail space will comprise traditional mall-style development alongside new-age mixed real estate, SCOs, etc.
21.11 / 08:47
21.11 / 08:03
SEC
Kraken
SEC Accuses Kraken of Operating Unregistered Platform, Kraken Responds
The U.S. Securities and Exchange Commission (SEC) has initiated legal proceedings against the cryptocurrency exchange Kraken, claiming it has been operating an unregistered securities trading platform.
21.11 / 06:47
business
Binance
regulation
Altcoin
SEC
Department Of Justice
Binance Coin
BNB pops after report that DOJ wants $4B settlement with Binance
BNB (BNB) has gained over 7% in the last day after Bloomberg reported that the United States Department of Justice is contemplating a $4 billion settlement with Binance to resolve its investigation into the company.
21.11 / 06:47
business
Law
regulation
SEC
Kraken
Court
Kraken co-founder slams ‘decel’ SEC, warns others should flee US
Kraken co-founder Jesse Powell has lashed out at the Securities and Exchange Commission after it sued his crypto exchange for alleged securities law violations.
20.11 / 23:42
Citi
SEC
Strategy
2020
recommendations
SEC orders brokerage, two reps to pay $1 million for Reg BI violations
A brokerage and two of its registered representatives agreed to pay the SEC a little more than $1 million for violating Reg BI by churning client accounts, according to orders released Monday.
20.11 / 23:27
business
regulation
SEC
Kraken
SEC sues Kraken alleging it's an unregistered exchange, mixes user funds
The United States Securities and Exchange Commission (SEC) has sued Kraken alleging it commingled customer funds and failed to register as a securities exchange, broker, dealer, and clearing agency with the regulator.
20.11 / 22:13
SEC
Align
performer
FINRA
Finra performance advertising proposal helps it keep pace with SEC marketing rule
A Finra proposal on performance advertising aims to align its oversight of broker marketing with the SEC’s marketing rule for investment advisors — a move that would help dually registered advisors adhere to both regulations.
20.11 / 21:48
20.11 / 21:48
ETF
Progressive
SEC
Nov
Bitcoin
folk
spot ETF
Cathie Wood’s Ark Invest and 21Shares Amend Bitcoin Spot ETF Application
Cathie Wood’s Ark Invest has made a recent amendment to its spot Bitcoin exchange-traded fund (ETF) application in collaboration with 21Shares.
20.11 / 21:48
Ethereum
BLOCK
SEC
Bitcoin
information
reports
Celsius’ Path to Recovery Hindered by SEC Challenges: Report
Bankrupt cryptocurrency lending company Celsius’ recovery plan has hit a road block with the US Securities and Exchange Commission.
popular questions about SEC
What is SEC and why is it important?
SEC is a significant category that is in the spotlight. On our site, we regularly publish updates related to this subject.
Where can I find the latest updates on SEC?
All new posts about SEC can be found in the special selection. We publish information regularly.
How can I verify the accuracy of information on SEC?
We use verified data to ensure that the information about SEC is well-supported and informative for our readers.