SEC Financial News

20.11 / 16:53

SEC Strategy Align performer recommendations prevention FINRA Finra in surprise proposal to allow predicted returns in marketing

A 230 page proposal, which Finra has submitted to the Securities and Exchange Commission for review, would allow the use of predicted returns in marketing and would apply to brokers dealing with institutions and investors possessing assets over $5 million.

20.11 / 15:25

regulation Investments SEC Bitcoin ARK, 21Shares update spot Bitcoin ETF application as next SEC deadline looms

ARK Investment Management, a major cryptocurrency investment firm founded by Bitcoin (BTC) advocate Cathie Wood, isn’t giving up on its efforts to launch a spot Bitcoin exchange-traded fund (ETF) in the United States.

20.11 / 08:24

Hollywood SEC Discover reports prevention Rio Tinto in $43m Mozambique settlement

Rio Tinto has agreed to pay $US28 million ($42.7 million) to end an American regulatory probe into its Mozambique coal debacle, in a settlement that closes a dark chapter in the miner’s history.

19.11 / 02:13

ETF regulation SEC Bloomberg BitGo Bitcoin Bitcoin ETF approval nearing, but brace for more setbacks: BitGo CEO

Mike Belshe, CEO of cryptocurrency exchange BitGo, has suggested that all indications are leaning towards a favorable outcome for a spot Bitcoin (BTC) exchange-traded fund (ETF). However, he emphasized that the journey ahead won't be without challenges.

18.11 / 17:15

Ethereum ETF SEC CBOE Bitcoin Bitcoin Etf information Global X’s Bitcoin ETF Decision Delayed by SEC, New Deadline Set – Here’s What You Need to Know

The US Securities and Exchange Commission (SEC) has postponed its decisions on spot Bitcoin (BTC) exchange-traded fund (ETF) applications submitted by Global X and Franklin Templeton.

18.11 / 16:39

Ethereum Digital Ripple XRP ETF SEC Bitcoin XRP Price Prediction as XRP Dips 4% to $0.60 – Is a Rebound Imminent?

In the latest market developments, Ripple’s XRP is currently trading at $0.6025, marking a 4% decrease on Saturday. Amidst the ongoing legal battle between Ripple and the SEC, where Ripple’s General Counsel suggests the SEC is losing ground, the XRP price faces a significant dip.

18.11 / 00:31

Ethereum ETF SEC Asset management ethereum etf Fidelity seeks green light for Ethereum ETF, following BlackRock's filing

Fidelity, an asset management firm overseeing $4.5 trillion in assets, has become the latest firm to seek approval for a spot Ethereum (ETH) exchange-traded fund (ETF).

17.11 / 19:11

Digital Ripple XRP SEC Align Remark Experts end Ripple on the Brink of Decisive Win as SEC Legal Battle Nears End

In the continuing saga of Ripple versus the United States Securities and Exchange Commission (SEC), recent developments suggest a leaning in favor of Ripple, a prominent figure in the cryptocurrency space. Legal experts and community stakeholders are weighing in on the potential outcomes and implications of the case. John Deaton, a leading cryptocurrency attorney, has offered his insight, framing the situation as a significant victory for Ripple, should the case settle for $20 million or less.

17.11 / 19:11

Blockchain Twitter Digital Extreme SEC Actor information Exploit SEC Alleges Fraud Against SafeMoon Amidst System Flaw Exploit

The United States Securities and Exchange Commission (SEC) has recently alleged fraud and violations of security rules against the decentralized financial project, SafeMoon. The allegations come in the wake of a significant system flaw exploitation that occurred in March, resulting in a hefty loss of 8.9 million BNB (Binance Coin) from the ledger. The digital assets associated with the security breach have been routed through centralized exchanges, shedding light on potential legal ramifications.

17.11 / 18:05

Ethereum ETF SEC CEO BlackRock BitGo Bitcoin spot ETF Another Round of Bitcoin Spot ETF Rejections Likely: BitGo CEO

The general belief amongst market experts is that a Bitcoin spot exchange-traded fund (ETF) approval is on the horizon following Grayscale’s significant legal victory against the SEC.

17.11 / 16:42

SEC Chevron Citigroup BlackRock Chubb show 2020 Speculation Speculation Builds on Warren Buffett's New Secret Stock

In its latest quarterly 13F, released Tuesday evening, Warren Buffett's Berkshire Hathaway (NYSE:BRKa) (BRK-A) highlighted that it has added at least one new stock in the third quarter and is not ready to tell the world about it just yet. Berkshire used what is known as confidential treatment with the SEC for the new stock position or positions. This will allow Berkshire to build the position without worrying about Buffett disciples bidding the stock up.

17.11 / 15:37

Ripple regulation SEC Ripple Executive Flags Gary Gensler’s Speech, Highlights SEC’s Shortcomings

Ripple’s Chief Legal Officer Stuart Alderoty has pointed out loopholes in Gary Gensler’s speech at the 2023 Securities Enforcement Forum referring to the Securities and Exchange Commission’s (SEC) “shady” behavior.

17.11 / 13:07

SEC President Europe might be getting its own SEC

European Central Bank President Christine Lagarde proposed granting more powers to the European Union’s securities watchdog, turning it into the regional equivalent of the US Securities & Exchange Commission.

17.11 / 11:05

Ripple regulation SEC community Ripple lawyer urges fact-check of Gary Gensler’s speech, says SEC actions seen as ‘shady’

As Gary Gensler reiterated the United States Securities and Exchange Commission’s mandate in a speech, Ripple’s lawyer and various crypto community members responded, criticizing the SEC chair and arguing that the commissioner’s words contradict his actions.

17.11 / 09:37

SEC NYDIG Bitcoin WisdomTree spot bitcoin ETF reports Fund Manager WisdomTree Reportedly Refiles Spot Bitcoin ETF to SEC

Asset manager WisdomTree is attempting to resubmit a spot Bitcoin (BTC) exchange-traded fund (ETF) despite previous rejections.

17.11 / 05:21

SEC Experts Sensex falls! These stocks are down 5% or more on BSE

On the BSE, Hittco Tools(down 19.31 per cent), Reetech Internationa(down 17.17 per cent), Misquita Engineering(down 13.85 per cent), Suditi Ind(down 9.66 per cent) and Nihar Info Glob(down 7.86 per cent) were among the stocks that plunged over 5 per cent during the session. In the Nifty pack, 37 stocks traded in the green, while 12 stocks traded in the red.

17.11 / 03:59

business Adoption ETF SEC Europe Bitcoin rights CoinShares gets buying rights to Valkyrie’s crypto ETF unit

European digital asset management firm CoinShares secured the exclusive option to acquire the exchange-traded fund (ETF) unit of its United States competitor Valkyrie Investments, including the Valkyrie Bitcoin Fund that’s awaiting approval in the U.S.

17.11 / 02:52

IPO Twitter SEC Nov social reports elon US SEC urges judge to push Elon Musk to testify in Twitter probe

Elon Musk to testify for its investigation into his $44 billion takeover of social media giant Twitter, now known as X. In a document filed in federal court in San Francisco on Thursday, the SEC defended its efforts to compel Musk's testimony, saying agency officials are acting within their authority. Also Read |Elon Musk denies report of Starlink IPO plans, calls it 'false' The SEC last month said it was investigating Musk's 2022 purchases of stock in Twitter -- which Musk subsequently renamed X -- and his statements and SEC filings relating to his takeover of the social media giant.

17.11 / 00:14

Blockchain Digital SEC Software exclusive prevention GOP Candidate Ramaswamy Would Reduce Govt Involvement in Crypto If Elected

The 2024 United States presidential candidate, Vivek Ramaswamy, has disclosed his plans to curb the Securities and Exchange Commission’s (SEC) control and government involvement in the crypto space if elected.

16.11 / 20:15

XRP SEC Price Prediction Ripple Labs Support XRP Price Prediction as XRP Falls 20% From Recent Highs – Watch These Key Support Levels

After fake news that BlackRock was planning to set up an XRP (XRP) spot ETF earlier in the week sent the XRP price as high as $0.75, its highest level since July, the price has been under pressure, with XRP on Thursday falling back to the south of its 21DMA and towards the $0.60 level.

16.11 / 19:35

Citi Twitter SEC Entertainment Patrick social WWE collaborating with Big 12 Conference during championship game next month

The WWE is collaborating with the Big 12 Conference for their championship game next month, as the sports entertainment company further strengthens its relationship with various sports organizations

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