SEC Financial News

27.10 / 23:05

Government regulation SEC LBRY Hester Peirce speaks out against LBRY enforcement action: 'The market could have decided'

Hester Peirce of the United States Securities and Exchange Commission (SEC) has issued a dissenting opinion on the regulator’s lawsuit against blockchain firm LBRY.

27.10 / 18:59

ETF SEC Bitcoin Crypto products Bitcoin Products Dominate 73.3% of Market Share as Crypto Assets Under Management Grows to $31.7 Billion

Digital assets under management have soared by 6.74% to $31.7 billion after a string of positive developments amid wider market uncertainties.

27.10 / 17:59

Provident SEC Action Strategy Southern President consequences sec lawsuit Terraform Labs Seeks Citadel Securities' Trading Data amid SEC Lawsuit

Terraform Labs Pte. Ltd. (Movant), has filed a motion to compel market maker Citadel Securities, LLC to divulge crucial trading data. This data, pertinent to a third-party subpoena, is deemed critical for Terraform Labs' defense against a lawsuit initiated by the U.S. Securities and Exchange Commission (SEC). The lawsuit, presided over by the U.S. District Court for the Southern District of New York, delves into allegations of market destabilization due to purported intentional actions by certain market players to «short» and consequently cause the TerraUSD (UST) stablecoin to depeg from its $1 benchmark.

27.10 / 17:59

Cooper SEC CEO Action information SEC Chair Gensler Faces Congressional Pressure Over EU Coordination and Lack of Transparency

U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler is under heightened scrutiny from the House Committee on Oversight and Accountability concerning the SEC's interactions with European Union (EU) bodies on legislative matters. The tension primarily revolves around information sharing and the perception of the SEC acting beyond its mandate, potentially bypassing Congress to further an agenda that could adversely impact American taxpayers.

27.10 / 11:05

Provident SEC information prevention freeze Investment adviser hit by emergency asset freeze

The U.S. Securities and Exchange Commission (SEC) has intervened to protect what it claims are vulnerable investors, securing an emergency asset freeze against Julie Anne Darrah, a Santa Maria-based investment adviser, and her hybrid RIA Vivid Financial Management, Inc. (VFM).

27.10 / 10:25

Provident ETF SEC Compilation Strategy reports Fidelity aims to make its mark in ETF market

Fidelity Investments is seeking clearance that would allow some of its best-known mutual funds to also operate as exchange-traded funds, becoming the largest firm to challenge Vanguard Group’s former monopoly on the concept.

27.10 / 10:25

Provident Target ETF SEC Action recommendations Silver Silver-coin IRA seller settles with CFTC over alleged $68M fraud

Another company is settling fraud charges from regulators amid a widespread crackdown on precious metals dealers that target retirees.

27.10 / 08:23

BTC Binance Digital ETF SEC Bill Bitcoin Bitcoin Price Prediction: BTC Steady Near $34,000 Amid ETF Buzz, UK Law & FTX’s Crypto Shift

, the pioneering cryptocurrency, faced a slight setback as it dipped to 34,146, marking a nearly 1.75% decline this Friday. This downturn comes amidst a flurry of activity in the crypto sphere. The US Securities and Exchange Commission (SEC) has been flooded with eight to ten potential Bitcoin ETF product submissions, hinting at an evolving landscape.

27.10 / 07:43

Adoption Binance Ripple XRP Coinone SEC Upbit Dominates Korean Crypto Exchange Market With a Market Share of 80%: Research

Upbit has solidified its position as the dominant player in South Korea‘s crypto exchange market, boasting an impressive market share of 80%.

26.10 / 21:15

XRP ETF SEC Coindesk BlackRock Bitcoin recommendations SEC Chair Gensler Keeps Quiet on Bitcoin ETF Plans After Grayscale Ruling – Here’s the Latest

Despite tremendous pressure to approve a spot Bitcoin ETF for trading on public markets, Securities and Exchange Commission (SEC) chairman Gary Gensler refuses to discuss his agency’s next steps.

26.10 / 18:47

SEC President Experts performer reports compensation Merrill compensation changes ‘very advisor friendly’

Replacing the stick with a carrot will be a welcome change for many Merrill Lynch advisors, a prominent industry recruiter said, but the bank’s decision to change its compensation structure drew a mixed response from other experts.

26.10 / 17:39

regulation SEC Scams crypto market “We Obtained Judgments Worth $5 Billion” Gary Gensler Recounts Achievements Amid Backlash

The head of the Securities and Exchange Commission (SEC) Gary Gensler disclosed a summary of the agency’s performance in its quest to promote a more transparent market.

26.10 / 15:45

SEC reports US SEC chair makes pitch for climate rule to corporate group

By Douglas Gillison and Isla Binnie

26.10 / 15:07

ETF SEC Invesco BlackRock Bitcoin SEC has 8-10 filings of possible Bitcoin ETF products - Gensler

(Reuters) — The U.S. Securities and Exchange Commission has 8 to 10 filings of possible exchange-traded products for Bitcoin in front of it for consideration, SEC chair Gary Gensler said on Thursday.

26.10 / 12:55

business Blockchain regulation SEC security Bitcoin Gary Gensler teases details of SEC's $5 billion take from enforcement actions, shades crypto

The United States Securities and Exchange Commission (SEC) chief Gary Gensler’s speech before the 2023 Securities Enforcement Forum shed light on the regulatory body’s enforcement actions that led to $5 billion in judgments and orders. However, Gensler’s dig at the cryptocurrency market became a talking point for the crypto community on social media, where Gensler noted, “Don’t get me started on crypto. I won’t even name all the individuals we’ve charged in this highly noncompliant field.”

26.10 / 12:09

Altcoins ETF SEC Bitcoin Pepe Pepe Price Prediction 500 Pepe Price Prediction as $500 Million Volume Pushes PEPE Up 30% – Can PEPE Reach 1 Cent?

The Pepe price has risen by 16% in the past 24 hours, with its move to $0.00000119 finding the meme token outperforming the market as a whole, which has gained by 1.5% today.

26.10 / 11:09

UPS SEC Action Remark reports SEC steps up enforcement: Actions increase, money obtained falls in fiscal 2023

The SEC stepped up the number of enforcement actions it took in the most recent fiscal year, while the total amount of money ordered from securities laws violators dipped, according to statistics the agency’s leader released Wednesday.

26.10 / 11:09

UPS Digital ETF SEC BlackRock Bitcoin Bitcoin ETF approval ETF approval Why Bitcoin ETF approval could spark profit taking

Bitcoin has jumped on bets that the first US exchange-traded funds investing directly in the token are set to be approved. The question now is whether an actual green light for the products would spur some profit-taking.

26.10 / 10:21

UPS BTC ETF SEC Bitcoin gossips Bitcoin Price Prediction: BTC’s 25% Rise, Halving, ETF, FCA Stance & USD Data

In the intricate world of cryptocurrencies, Bitcoin price continues to maintain its dominance, both in market cap and in the headlines.

26.10 / 08:51

Ripple regulation SEC Pro-Ripple lawyer predicts prolonged legal battle, hints at settlement factors

Pro-Ripple lawyer John Deaton has said he expects a lengthy legal process for the Securities Exchange Commission (SEC) v Ripple case, possibly lasting a year. Deaton suggests that a settlement may only be considered if Coinbase's motion to dismiss (MTD) the SEC's case against it is successful.

26.10 / 05:21

ETF SEC Pool pandemic Bitcoin social gossips Bitcoin prices have doubled this year and potentially new ways to invest may drive prices higher

Bitcoin is having another moment

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