SEC Financial News

31.10 / 22:03

regulation SEC PayPal coinbase Congress legislation GAO guidance GAO finds controversial SEC guidance is subject to congressional oversight

United States Senator Cynthia Lummis has scored another one for crypto with a Government Accountability Office (GAO) decision issued on Oct. 31. The GAO found that Securities and Exchange Commission (SEC) Staff Accounting Bulletin 121 should be subject to congressional review. That bulletin, issued in March 2022, has been a source of ire for many pro-crypto lawmakers.

31.10 / 18:13

Provident BLOCK Reuters SEC CEO reports Department Morgan Stanley may pay up to $1 billion to resolve US probe into private stock sales - Semafor

(Reuters) -Morgan Stanley may pay between $500 million and $1 billion to resolve a long-running U.S. probe into how it handled private stock sales, Semafor reported on Tuesday, citing people familiar with the matter.

31.10 / 10:05

regulation SEC shares Bitcoin valkyrie asset manager Crypto asset manager Valkyrie amends spot Bitcoin ETF filing

Digital asset manager Valkyrie Investments is the latest firm to amend the spot Bitcoin (BTC) exchange-traded fund (ETF) filing with the United States securities regulators.

31.10 / 07:08

Ripple SEC Terraform Luna UST Do Kwon and Terraform Labs Submit Motion for Case Dismissal against U.S. SEC

Terraform Labs and co-founder Do Kwon have filed a motion for summary judgment against the U.S. Securities and Exchange Commission (SEC), seeking to dismiss allegations of multi-billion-dollar securities fraud. This move could prevent a lengthy trial if the judge rules in Terraform’s favor.

31.10 / 06:13

Adoption regulation SEC Bitcoin Bitcoin Price bitcoin etfs Are Bitcoin ETFs headed for one epic Gensler ‘rugpull?’ Analysts weigh in

There’s a slim chance the United States Securities and Exchange chief Gary Gensler could pull the plug on spot Bitcoin (BTC) exchange-traded funds in one “amazingly sadistic” move, according to Bloomberg ETF analysts.

31.10 / 04:01

defi regulation SEC Terraform Labs Terra Do Kwon and Terraform Labs ask judge to toss SEC’s lawsuit

Terraform Labs co-founder Do Kwon has requested a United States district judge to reject the securities and fraud suit from the federal securities regulator, claiming it has failed to prove they did anything wrong.

30.10 / 17:39

Blockchain Digital SEC Platform ICO country innovations acquires Thailand’s KBank Acquires Satang Exchange, Signals Commitment to Crypto Market

Thailand’s second-largest bank, signaling bullish fervor for blockchain after buying out one of the region’s local crypto exchanges through one of its subsidiaries.

30.10 / 15:45

SEC JPMorgan Nov pandemic show 2020 reports SEC rule In the Market-Treasury market braces for seismic SEC rule

By Paritosh Bansal

30.10 / 09:49

ETF regulation SEC Bitcoin Gary Gensler’s Bitcoin ETF position is ‘inconsistent’… says Gary Gensler

Gary Gensler once criticized the United States securities regulator for its “inconsistent” approach to spot Bitcoin (BTC) products, according to a resurfaced video of Gensler from 2019.

30.10 / 06:53

SEC VanEck VanEck Files Amended Application for Bitcoin ETF with SEC

New York-based asset management firm VanEck has taken a significant step towards launching a spot Bitcoin exchange-traded fund (ETF) by submitting an amended application to the United States Securities and Exchange Commission (SEC).

29.10 / 22:25

ETF SEC Asset management Bitcoin VanEck amends application for spot Bitcoin ETF

Asset manager VanEck filed an amended application for a spot Bitcoin (BTC) exchange-traded fund (ETF) on Oct. 27 with the United States Securities and Exchange Commission (SEC), according to the regulator’s database.

29.10 / 18:29

Provident SEC Experts show social Department Victoria registered SEC less than 24 hours before rollout

The Victorian government registered the State Electricity Commission as a company less than 24 hours before it unveiled a 10-year “strategic plan” at an energy conference with tech billionaire turned environmentalist Mike Cannon-Brookes.

29.10 / 18:11

Reuters SEC WSJ reports Two Sigma tells clients of $620 million in unexpected gains, losses -WSJ

(Reuters) — Hedge fund Two Sigma Investments has told clients of $620 million in unexpected gains and losses which resulted from unauthorized adjustments, the Wall Street Journal reported.

29.10 / 11:21

SEC Bitcoin Bitcoin Etf Bitcoin ETF approval ETF approval Spot Bitcoin ETF Approval: Cantor Fitzgerald Grows Confident – Here’s Why

Analysts at financial services firm Cantor Fitzgerald believe the long-awaited spot Bitcoin ( BTC) exchange-traded fund (ETF) is inching closer to reality.

29.10 / 08:35

Law Ripple XRP regulation SEC Ripple’s CEO criticizes former SEC Chair Jay Clayton’s comments

Ripple’s chief executive officer(CEO), Brad Garlinghouse, strongly criticized former Securities Exchange Commission(SEC) Chairman Jay Clayton’s remarks regarding the SEC’s regulatory approach. Beginning in the first quarter of 2023, the SEC has initiated various regulatory actions against crypto exchanges and companies.

28.10 / 15:13

Provident Digital SEC Action coinbase recommendations guidelines Coinbase Calls for Judicial Intervention on SEC's Inaction

Coinbase's Chief Legal Officer, Paul Grewal, has taken a step towards resolving the ongoing regulatory ambiguity surrounding digital assets. On October 13, 2023, Grewal filed a formal response with the U.S. Court of Appeals for the Third Circuit, urging the court to issue a mandamus order. This legal move seeks to compel the Securities and Exchange Commission (SEC) to act on Coinbase’s rulemaking petition within a span of 30 days. The move underscores the growing impatience and concern within Coinbase and the broader digital asset community towards the SEC's perceived bureaucratic dalliance in clarifying the application of securities laws to digital assets.

28.10 / 12:31

SEC Platform Action LBC crypto regulation LBRY Bitcoin SEC Commissioner Hester Peirce Challenges SEC’s Actions in LBRY Case

Hester Peirce, a commissioner at the Securities and Exchange Commission (SEC), has expressed her strong disapproval of the agency’s handling of charges against cryptocurrency startup LBRY.

28.10 / 12:31

BTC ETF Progressive SEC Bitcoin stage reports Bitcoin Price Prediction as Israel Ground Operation in Gaza Jolts Global Markets – Where is BTC Heading Next?

Amidst the tumult of global markets reacting to the Israel-Hamas conflict, Bitcoin stands resilient. As of Saturday, the premier cryptocurrency is trading at $34,126, marking a modest increase of nearly 0.10%. This stability in the face of geopolitical unrest emphasizes Bitcoin’s growing role as a potential hedge against traditional market volatility.

28.10 / 09:57

Ripple XRP regulation SEC LBRY Ripple exec and XRP community back SEC commissioner’s LBRY lawsuit dissent

Stuart Alderoty, the chief legal officer of Ripple Labs, as well as members of the XRP (XRP) community, have expressed their support on X (formerly Twitter) for United States Securities and Exchange Commission (SEC) Commissioner Hester Peirce’s stance against perceived “injustice” in the LBRY lawsuit.

28.10 / 04:25

SEC Remark Pride performer country India create history, cross 100 medals at Asian Para Games in record-breaking campaign

Asian Para Games in Hangzhou with Dilip Mahadu Gavit claiming a gold medal. Gavit won a gold medal in Men's 400m T47 event. He claimed the prestigious gold with a brilliant run time of 49.48 secs. For the first time, the Indian para contingent has won 100 medals, making this their most successful Para Asian Games campaign to date.

28.10 / 00:03

SEC CEO Platform Bill electronic reports LPL’s Arnold eyes ‘opportunity’ created by Schwab integration of TD

This week, Charles Schwab Corp. CEO Walt Bettinger called the process of moving registered investment advisors working with TD Ameritrade onto Schwab’s custody platform “imperfect.” A day later, Dan Arnold, CEO of LPL Financial Holdings Inc., a broker-dealer that is increasingly focused on RIA custody, said “opportunity” often results from such combinations.

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