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Barclays agrees to pay $200m to settle SEC charges over botched debt sale
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fnlondon.comBarclays PLC agreed to pay a $200m fine to settle Securities and Exchange Commission charges stemming from a flubbed debt sale earlier this year.
The British bank had registered with the SEC to sell up to $20.8bn in securities but sold some $38.5bn worth instead. The flub involved the sale of structured notes, or debt instruments linked to an underlying reference such as the S&P 500 index, and exchange-traded notes.
Barclays...
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