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FCA draws blank on fund managers breaching 10% portfolio drop duties
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The Financial Conduct Authority is unable to say how many fund managers are flouting rules that require them to notify investors when their portfolios suffer a double-digit drop.
Following the introduction of Mifid II in 2018, UK discretionary fund managers and advisers overseeing portfolios were obliged to inform clients when the value of their investments drop by more than 10%.
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