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JPMorgan nears $200m settlement over failure to monitor traders’ chats
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JPMorgan is nearing a deal to pay a $200m fine and admit that it failed to properly monitor employees’ messages, the first settlement to emerge from a regulatory sweep into how banks oversee traders’ chats.
The investigations by the Securities and Exchange Commission and Commodity Futures Trading Commission focused on concerns that the bank didn’t have an adequate system for retaining the chats, according to people familiar with the matter.
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Read more on fnlondon.comAbout this in other media
JPMorgan’s WhatsApp fine shows compliance nightmare as banks spy on traders — Here’s what you need to know fnlondon.com /3 years ago
JPMorgan brokerage unit fined $200m after failure to monitor WhatsApp, other messaging apps fnlondon.com /3 years ago
JPMorgan brokerage unit fined $200m after failure to monitor WhatsApp, other messaging apps fnlondon.com /3 years ago
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