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FCA eyes extension of investment research requirements to pooled funds
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In a speech at the Capital Markets Industry Taskforce conference today (6 September), Sarah Pritchard, executive director of markets and international at the FCA, said the regulator intends to extend investment research rules to such structures. The FCA has introduced new rules which allow asset managers «greater freedom» in the ways they pay for investment research, by allowing them to bundle payments for research and trade execution, she noted. FCA authorisation cancellations doubled last year These were born out of the fact that, although investors were «largely getting the rese...
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Read more on investmentweek.co.ukAbout this in other media
Sarah Pritchard: 'The FCA's mindset is changing' to provide more flexibility for firms investmentweek.co.uk /1 month ago
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