SEC Financial News

13.09 / 04:37

ETF SEC coinbase CME BlackRock CBOE Bitcoin Franklin Templeton Files for Spot Bitcoin ETF

Global investment firm Franklin Templeton filed for a spot bitcoin exchange traded fund (ETF) with the U.S. Securities and Exchange Commission (SEC) on Tuesday,joining BlackRock, Fidelity and others in seeking to start the first bitcoin ETF.

13.09 / 01:07

UPS Digital SEC Platform show track penalty SEC hits YieldStreet with $1.9M penalty linked to shipping investment

The Securities and Exchange Commission said Tuesday it reached a settlement with digital alternative investments platform YieldStreet of $1.9 million, with the company facing SEC allegations of failing to disclose critical information to investors in a $14.5 million asset-backed securities offering involving a ship that was to be taken apart.

13.09 / 01:07

COST Target SEC Assurant SEC Chair Gensler fires back at GOP critics

Republican senators blasted a range of SEC rule proposals Tuesday — from mutual fund reform to a measure targeting advisor and broker conflicts when using artificial intelligence — while the agency’s leader assured them he is listening to critics.

12.09 / 21:59

markets SEC Grayscale inflation Bitcoin Bitcoin Price Bitcoin derivatives Bitcoin derivatives data suggests BTC price holds the current range

Bitcoin experienced a 5% increase after testing the $25,000 support level on Sept. 11. However, this breakout rally doesn’t necessarily indicate a victory for bulls. To put today’s price action in perspective, Bitcoin (BTC) has witnessed a 15% decline since July. In contrast, the S&P 500 index and gold have maintained relatively stable positions during this period.

12.09 / 20:39

COST UPS SEC Action Walmart track California gets ahead of SEC in forcing firms’ carbon disclosure

Top US companies have focused their firepower for much of the past two years on opposing a US Securities and Exchange Commission plan that would require them to disclose greenhouse gases and climate-related financial risks. In doing so, they’ve overlooked a California bill passed Tuesday that’s poised to have an even bigger impact.

12.09 / 20:17

Government Technology regulation SEC Financial Gary Gensler confirms SEC’s use of AI for financial surveillance

United States Securities and Exchange Commission (SEC) Chair Gary Gensler testified on Sept. 12 in a Senate oversight hearing that his agency was currently using artificial intelligence (AI) technologies to monitor the financial sector for signs of fraud and manipulation.

12.09 / 19:59

SEC performer audience Nine RIA firms fined $850K by SEC for marketing rule violations

The Securities and Exchange Commission has fined nine RIAs that advertised hypothetical performance to the public, contrary to the regulator’s Marketing Rule.

12.09 / 18:49

SEC spot bitcoin ETF Traditional Finance Giant Franklin Templeton Files Spot Bitcoin ETF With the SEC

San Mateo-based Franklin Templeton, one of the world's largest global investment managers, has joined the spot Bitcoin exchange-traded fund (ETF) frenzy, filing an application with the US Securities and Exchange Commission (SEC) on Tuesday.

12.09 / 18:49

Ripple XRP ETF SEC Action Bitcoin committee SEC's Gensler Remains Resolute in Push for Crypto Regulation Ahead of Senate Committee Appearance

Securities and Exchange Commission (SEC) Chair Gary Gensler aims to reiterate his stance that many cryptocurrencies should fall under the agency's regulatory purview when appearing before the Senate Banking Committee.

12.09 / 16:47

UPS Kucoin Binance Digital SEC Platform coinbase Legal Opinion for your token

Misconceptions abound in the crypto industry, such as the belief that your project doesn't require a US legal opinion. This, however, is far from accurate.

12.09 / 13:33

SEC Assets Binance.us Binance.US Opposes SEC, Calls Requests “Unduly Burdensome” in New Filing

Binance.US has called the ‘compel and reply’ motion by the Securities and Exchange Commission (SEC) unreasonable and “unduly burdensome.”

12.09 / 08:51

Binance regulation SEC Court Bitcoin Binance.US calls SEC’s court requests 'unreasonable' in new filing

Binance.US has responded to the motion to compel and reply by the United States Securities and Exchange Commission (SEC), calling most of the SEC’s requests “unreasonable” and “unduly burdensome.”

12.09 / 08:25

Ethereum Digital Waters SEC Luno Bitcoin Bitcoin Price Prediction: Market Cap Plummets, Gensler Expresses Concerns, and Luno Restricts UK Investments

As Bitcoin faces tumultuous waters, trading at $25,187 with a 2.16% decrease on Tuesday, the broader cryptocurrency landscape also experiences significant shifts.

12.09 / 08:17

Blockchain NFT SEC Insurance CNA Insurance excludes NFTs from coverage of $20M trust policy

CNA Financial, the seventh-largest commercial insurer in the United States, has excluded nonfungible tokens (NFTs) coverage from Schwab Strategic Trust’s policy worth $20 million.

12.09 / 02:17

business Law Adoption Ripple regulation SEC hearing SEC's Gary Gensler to hold firm on crypto enforcement in Senate hearing

Seemingly unfazed by a recent slew of court setbacks, United States Securities and Exchange Commission Chair Gary Gensler remains headstrong that his agency should be the one to reign over crypto — with plans to tell lawmakers the same on Sept. 12.

11.09 / 21:43

MET SEC BTS performer audience US SEC fines 9 investment firms over marketing rule failures

WASHINGTON (Reuters) — The U.S. Securities and Exchange Commission on Monday ordered nine investment advisory firms to pay a combined $850,000 in civil penalties for advertising hypothetical performance without implementing new policies required by regulators.

11.09 / 17:25

BTC ETF SEC coinbase Bitcoin Bitcoin Forms 'Death Cross': Can Bulls Hold Their Ground?

This week holds significant importance for Bitcoin, with both global developments and technical aspects coming into play.

11.09 / 10:55

UPS Provident XRP ETF SEC Bitcoin show XRP Price Prediction as $0.50 Level Fails to Hold – Will XRP Keep Falling?

The XRP price has fallen by 3.5% in the past 24 hours, with its drop to $0.482084 coming on a bad day for the cryptocurrency market as a whole, which is down across the board.

10.09 / 07:23

Target Ripple XRP SEC Remark stage cover XRP Price Prediction as the SEC Unleashes New Appeal Against Ripple – Will XRP Crash to Zero?

In the latest development surrounding the cryptocurrency landscape, the US Securities and Exchange Commission (SEC) has ignited fresh concerns by seeking a mid-case appeal in its lawsuit against Ripple.

09.09 / 15:39

FIVE Ball SEC Fox Action Southern CBS week U.S. College Football Games Week 2: Live streaming, where to watch, schedule and all you need to know

U.S. College Football Games Week 1 went smoothly but stretched over five days, Week 2 is more hectic with as many as 80 games packed in the Saturday window. With no extension of the holiday, Saturday will have the most busy schedule. Saturday's premiere match between No. 3 Alabama hosts No. 11 Texas begins at 7 p.m.The action in Tuscaloosa will be followed by a pair of interesting road contests for ranked, future Big Ten rivals, with No. 13 Oregon facing a wounded Texas Tech squad and No. 19 Wisconsin playing Washington State.

09.09 / 09:23

Blockchain Ripple regulation SEC Tokens Ripple's CLO calls SEC's latest filing "Hypocritical Pivot"

Stuart Alderoty, Ripple's Chief Legal Officer and General Counsel in the SEC v. Ripple Labs case, has characterized the United States Securities and Exchange Commission's (SEC) latest submission as a "contradictory shift" and contends that it holds little sway.

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