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06.09 - 11:24
Finra bars broker who forged clients’ annuity switches
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The Financial Industry Regulatory Authority Inc.
on Friday barred a broker who had been forging customers' signatures on annuities documents, with the goal of using proceeds of the liquidations of annuities to purchase units of a registered index-linked annuity product and violating Regulation Best
. Read more on investmentnews.comAbout this in other media
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